Latest filings (excl ownership)
424B3
Prospectus supplement
25 Mar 24
N-CEN
Annual report (registered investment company)
15 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 24
424B3
Prospectus supplement
21 Dec 23
8-K
Other Events
29 Sep 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Sep 23
N-PX
Annual report of proxy voting record
17 Aug 23
CORRESP
Correspondence with SEC
7 Aug 23
D
$150.00 mm in equity, sold $150.00 mm, 28 investors
13 Jun 23
8-K
Other Events
13 Jun 23
424B3
Prospectus supplement
1 Jun 23
N-CEN
Annual report (registered investment company)
16 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
10 Mar 23
8-K
Other Events
6 Mar 23
8-K
Other Events
13 Feb 23
8-K
Other Events
8 Dec 22
8-K
Other Events
21 Sep 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Sep 22
N-PX
Annual report of proxy voting record
26 Aug 22
N-CEN
Annual report (registered investment company)
16 Mar 22
8-K
Other Events
11 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 22
D
$120M in equity, sold $120M, 26 investors
12 Jan 22
424B3
Prospectus supplement
6 Jan 22
8-K
Other Events
3 Dec 21
D
$300M in equity, sold $300M, 35 investors
13 Oct 21
424B3
Prospectus supplement
30 Sep 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 21
N-PX
Annual report of proxy voting record
30 Aug 21
424B3
Prospectus supplement
30 Jul 21
8-K
Other Events
17 Jun 21
N-CEN
Annual report (registered investment company)
12 Mar 21
N-CSR
Certified annual shareholder report (management investment company)
5 Mar 21
CORRESP
Correspondence with SEC
7 Jan 21
N-CSRS/A
Certified semi-annual shareholder report (management investment company) (amended)
15 Oct 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Sep 20
N-PX
Annual report of proxy voting record
26 Aug 20
DEFA14A
Additional proxy soliciting materials
23 Apr 20
DEFA14A
Additional proxy soliciting materials
17 Apr 20
DEFA14A
Additional proxy soliciting materials
1 Apr 20
Latest ownership filings
NPORT-P
CION Ares Diversified Credit Fund (Dec 2023 report)
27 Feb 24
SC 13G/A
Apollo Management Holdings GP, LLC
14 Feb 24
SC 13G/A
SUN LIFE FINANCIAL INC
13 Feb 24
SC 13G/A
Sun Life Assurance Co of Canada
13 Feb 24
SC 13G/A
Prosperity Asset Management, LLC
9 Feb 24
SC 13G/A
THRIVENT FINANCIAL FOR LUTHERANS
8 Feb 24
3
Michael Lewis Smith
4 Jan 24
NPORT-P
CION Ares Diversified Credit Fund (Sep 2023 report)
22 Nov 23
SC 13G/A
GUARDIAN LIFE INSURANCE CO OF AMERICA
7 Sep 23
NPORT-P
CION Ares Diversified Credit Fund (Jun 2023 report)
29 Aug 23
SC 13G
NORTHWESTERN MUTUAL LIFE INSURANCE CO
30 Jun 23
SC 13G
PRINCIPAL LIFE INSURANCE CO
16 Jun 23
SC 13G/A
Apollo Management Holdings GP, LLC
5 Jun 23
4
Change in insider ownership
5 Jun 23
4
Change in insider ownership
5 Jun 23
4
FINANCIAL FOR LUTHERANS THRIVENT
2 Jun 23
NPORT-P
CION Ares Diversified Credit Fund (Mar 2023 report)
30 May 23
NPORT-P
CION Ares Diversified Credit Fund (Dec 2022 report)
24 Feb 23
SC 13G/A
Apollo Management Holdings GP, LLC
14 Feb 23
SC 13G
THRIVENT FINANCIAL FOR LUTHERANS
13 Feb 23
SC 13G
THRIVENT FINANCIAL FOR LUTHERANS
13 Feb 23
SC 13G
Prosperity Asset Management, LLC
10 Feb 23
NPORT-P
CION Ares Diversified Credit Fund (Sep 2022 report)
23 Nov 22
NPORT-P
CION Ares Diversified Credit Fund (Jun 2022 report)
29 Aug 22
3
Elaine Orr
19 Aug 22
NPORT-P
CION Ares Diversified Credit Fund (Mar 2022 report)
31 May 22
NPORT-P
CION Ares Diversified Credit Fund (Dec 2021 report)
1 Mar 22
SC 13G
GUARDIAN LIFE INSURANCE CO OF AMERICA
15 Feb 22
SC 13G/A
SUN LIFE FINANCIAL INC
14 Feb 22
SC 13G/A
Sun Life Assurance Co of Canada
14 Feb 22
3
Initial statement of insider ownership
14 Jan 22
SC 13G/A
Apollo Management Holdings GP, LLC
11 Jan 22
4
Change in insider ownership
11 Jan 22
4
FINANCIAL FOR LUTHERANS THRIVENT
7 Jan 22
3/A
FINANCIAL FOR LUTHERANS THRIVENT
22 Dec 21
NPORT-P
CION Ares Diversified Credit Fund (Sep 2021 report)
26 Nov 21
SC 13G
Voya Financial, Inc.
8 Oct 21
3
FINANCIAL FOR LUTHERANS THRIVENT
8 Oct 21
SC 13G
THRIVENT FINANCIAL FOR LUTHERANS
8 Oct 21
SC 13G/A
SUN LIFE FINANCIAL INC
4 Oct 21