Argent Institutional Services is an investment advisor in New Orleans with $656.16 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
272388726
SEC advisor number
801-78568
FINRA CRD number
165031
AUM ?
$656.16 mm
(as of 3 Nov 22)
Accounts
36
(as of 3 Nov 22)
Employees
6
(5 investment advisory or research)
Office hours
Monday - Friday, 8:30 AM - 4:30 P.M.
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Knowles, Robert, Bradley | Managing Director | 04/2010 | < 5% |
Argent Financial Group, Inc. | Member | 12/2015 | > 75% |
Brown, Carrie, Alana | Chief Compliance Officer | 01/2017 | < 5% |
Milton, Mark | President | 08/2018 | < 5% |
Latest filings (excl ownership)
MA-I/A
Municipal Advisor registration (individual) (amended)
21 Sep 18
MA-I/A
Municipal Advisor registration (individual) (amended)
21 Sep 18
MA-A
Municipal Advisor registration (firm) (update)
10 May 18
MA-I
Municipal Advisor registration (individual)
10 Apr 18
MA/A
Municipal Advisor registration (firm) (amended)
17 May 17
MA-A
Municipal Advisor registration (firm) (update)
3 Apr 17
MA-I
Municipal Advisor registration (individual)
9 Nov 16
MA
Municipal Advisor registration (firm)
4 Nov 16
Latest ownership filings
No filings