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ARK Investment Management

ARK Investment Management is a fund manager in New York with $55.09B assets under management.

Company profile

Employees
Incorporated
Location
Fiscal year end
Industry
SEC CIK
IRS number
464309299
SEC advisor number
801-79081
FINRA CRD number
169525
AUM ?
$55.09B (as of 23 Apr 21)
Accounts
3,637 (as of 23 Apr 21)
Employees
33 (18 investment advisory or research)
Address
ARK Investment Management
3 EAST 28TH STREET, 7TH FLOOR
NEW YORK
NY 10016
Office hours
Monday - Friday, 9:00A.M. - 5:30 P.M.
Phone
212-426-7040
Owner Title From %Ownership
Carter, Kellen Chief Compliance Officer; Corporate Counsel 03/2016 < 5%
Wood, Catherine, Duddy Chief Executive Officer & Chief Investment Officer 06/2014 < 5%
Winton, Brett, Mckenzie Director of Research 06/2013 < 5%
Staudt, Thomas, Gregory Chief Operating Officer 09/2016 < 5%
Ark Investment Management LP Managing Memeber 05/2014 > 75%
Wood, Catherine, Duddy Member 06/2014 50-75%
Ark Investment Management GP LLC General Partner 07/2016
Wood, Catherine, Duddy Partner 06/2014 50-75%
Chavis, James, Arthur Chief Financial Officer; Chief Administrative Officer 04/2018 < 5%
Haines, Jana Chief Strategy Officer 03/2021 < 5%
Fund structure AUM Fund type
Ark Invest $55.09B
Ark Cryptocurrency Master Fund LLC $26.5M Hedge Fund Master
Ark Cryptocurrency U.S. Fund LLC Feeder
Ark Cryptocurrency Cayman Fund LLC Feeder

Investment data

Data from SEC filings
Regulatory AUM / Assets Under Management
Number of accounts
Number of employees
Top 50 of 282 long holdings
End of quarter 30 Jun 21
Value
 
#Shares
 
Prev Q
 
Change
%, QoQ
$3.69B 5.43M 5.79M -6.1
$2.66B 16.02M 14.42M +11.0
$2.18B 4.74M 5M -5.1
$1.96B 8.04M 10.98M -26.8
$1.78B 1.22M 1.07M +13.6
$1.47B 3.72M 2.74M +36.0
$1.42B 5.62M NEW
$1.42B 3.67M 3M +22.2
$1.33B 10.73M 9.15M +17.3
$1.32B 4.79M 3.89M +23.1
$1.3B 11.81M 8.1M +45.9
$1.26B 7.78M 8.29M -6.2
$1.24B 7.68M 9.61M -20.1
$1.24B 10.15M 10.03M +1.2
$854.35M 12.42M 7.79M +59.3
$842.03M 4.3M 3.5M +22.7
$831.64M 6.46M 4.78M +35.2
$808.77M 30.68M 18.63M +64.7
$806.73M 11.88M NEW
$784.75M 2.81M 3.2M -12.2
$777.1M 2.83M 3.17M -10.8
$721.83M 21.4M 23.98M -10.7
$716.24M 20.48M 21.3M -3.8
$710.99M 13.63M 4.38M +211.5
$673.56M 5.05M 6.05M -16.4
$649.46M 7.48M 6.55M +14.2
$543.58M 13.59M 10.36M +31.3
$534.4M 24.6M 6.01M +309.2
$500.79M 6.27M 4.65M +34.9
$480.09M 18.45M 19.73M -6.5
$461.12M 6.47M NEW
$452.1M 6M 6.87M -12.6
$430.29M 5.26M 2.81M +87.1
$417.71M 4.56M 4.46M +2.3
$406.68M 7.18M 8.75M -18.0
$398.27M 713.05K 1.22M -41.5
$390.95M 9.38M 11.84M -20.7
Novartis AG
$389.46M 4.27M 7.22M -40.8
Nintendo Co Ltd
$379.64M 5.23M 6.25M -16.3
$372.99M 2.78M 2.88M -3.2
$365.92M 8.59M 9.98M -13.9
$357.71M 1.77M 1.72M +3.2
$355.33M 8.91M 5.14M +73.2
$309.33M 6.9M 5.12M +34.9
$297.92M 15.25M 32.89M -53.6
$294.2M 5.42M 5.31M +2.1
$284.92M 9.56M 8.68M +10.2
$281.46M 965.63K 1.68M -42.5
$278.21M 3.03M 3.65M -17.1
$276.61M 5.8M 9.59M -39.5
Holdings list only includes long positions. Only includes long positions.

Calendar

17 Oct 21
31 Dec 21

Data for the last complete 13F reporting period. To see the most recent changes to ownership, click the ownership history button above.

13F holders
Current Prev Q Change
Total holders 915 945 -3.2%
Opened positions 120 272 -55.9%
Closed positions 150 101 +48.5%
Increased positions 250 440 -43.2%
Reduced positions 465 187 +148.7%
13F shares
Current Prev Q Change
Total value 10.67B 12.35B -13.6%
Total shares 89.2M 117.53M -24.1%
Total puts 44.06M 61.23M -28.0%
Total calls 21.33M 29.81M -28.5%
Total put/call ratio 2.1 2.1 +0.6%
Largest owners
Shares Value Change
MS Morgan Stanley 14.08M $1.72B -19.2%
BAC Bank Of America 7.99M $948.59M -21.1%
LPLA LPL Financial 4.81M $588.94M -32.7%
GS Goldman Sachs 3.59M $441.07M +77.5%
Sloy Dahl & Holst 2.49M $270.56M +3.1%
Commonwealth Equity Services 2.07M $245.08M -29.0%
RY Royal Bank Of Canada 2.03M $247.25M -24.7%
Raymond James Financial Services Advisors 1.97M $245.54M -25.1%
UBS UBS Group AG - Registered Shares 1.91M $195.41M -8.3%
Raymond James & Associates 1.73M $214.64M -19.0%
Largest transactions
Shares Bought/sold Change
MS Morgan Stanley 14.08M -3.35M -19.2%
LPLA LPL Financial 4.81M -2.34M -32.7%
BAC Bank Of America 7.99M -2.14M -21.1%
GS Goldman Sachs 3.59M +1.57M +77.5%
Jane Street 289.31K -1.28M -81.6%
WFC Wells Fargo & Co. 1.31M -962.66K -42.4%
Advisor 1.66M -959.87K -36.6%
HRT Financial 1.44M +892.44K +163.9%
Commonwealth Equity Services 2.07M -843.67K -29.0%
HBK Investments L P 0 -799.68K EXIT

Financial reports

No filings

Current reports

No filings

Registration and prospectus

No filings

Proxies

No filings