Financial reports
N-CEN
Annual report (registered investment company)
12 Dec 23
N-CSR
Certified annual shareholder report (management investment company)
29 Nov 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
24 May 23
N-CEN
Annual report (registered investment company)
14 Dec 22
N-CSR
Certified annual shareholder report (management investment company)
1 Dec 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
26 May 22
N-CEN
Annual report (registered investment company)
14 Dec 21
N-CSR
Certified annual shareholder report (management investment company)
29 Nov 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
26 May 21
N-CEN
Annual report (registered investment company)
4 Dec 20
Current reports
8-K
Entry into a Material Definitive Agreement
8 Apr 24
8-K
Unregistered Sales of Equity Securities
4 Apr 24
8-K
Unregistered Sales of Equity Securities
28 Feb 24
8-K
Unregistered Sales of Equity Securities
14 Feb 24
8-K
XAI Octagon Floating Rate & Alternative Income Trust Announces Registered Direct Placement of Common Shares
2 Feb 24
8-K
XAI Octagon Floating RateĀ & Alternative Income Term Trust Announces Shareholder Approval of Important Proposals
25 Jan 24
8-K
XAI Octagon Floating Rate & Alternative Income Term Trust Announces Portfolio Management Change
3 Jan 24
8-K
XAI Octagon Floating Rate & Alternative Income Term Trust Announces Private Placement of Convertible Preferred Shares
7 Nov 23
8-K
Regulation FD Disclosure
26 Oct 23
8-K
Entry into a Material Definitive Agreement
10 Oct 23
Registration and prospectus
424B2
Prospectus for primary offering
9 Feb 24
424B2
Prospectus for primary offering
2 Feb 24
424B2
Prospectus for primary offering
2 Feb 24
424B2
Prospectus for primary offering
5 Jul 22
424B2
Prospectus for primary offering
29 Jun 22
424B2
Prospectus for primary offering
28 Jun 22
424B8
Prospectus unintentially filed late
24 Feb 22
424B2
Prospectus for primary offering
11 Feb 22
424B2
Prospectus for primary offering
2 Dec 21
424B2
Prospectus for primary offering
9 Sep 21
Proxies
DEF 14A
Definitive proxy
12 Apr 24
DEFA14A
Additional proxy soliciting materials
19 Dec 23
DEFA14A
Additional proxy soliciting materials
19 Dec 23
DEFA14A
Additional proxy soliciting materials
19 Dec 23
DEFA14A
Additional proxy soliciting materials
4 Dec 23
DEFA14A
Additional proxy soliciting materials
30 Nov 23
DEFA14A
Additional proxy soliciting materials
17 Nov 23
DEF 14A
Definitive proxy
7 Nov 23
PRE 14A
Preliminary proxy
26 Oct 23
DEFA14A
Additional proxy soliciting materials
26 Oct 23
Other
EFFECT
Notice of effectiveness
25 Jan 22
CORRESP
Correspondence with SEC
18 Jan 22
CERT
Certification of approval for exchange listing
30 Mar 21
EFFECT
Notice of effectiveness
3 Feb 21
CORRESP
Correspondence with SEC
25 Jan 21
CORRESP
Correspondence with SEC
7 Oct 20
EFFECT
Notice of effectiveness
13 Mar 19
CORRESP
Correspondence with SEC
7 Mar 19
CORRESP
Correspondence with SEC
7 Mar 19
CORRESP
Correspondence with SEC
22 Jan 19
Ownership
NPORT-P
XAI Octagon Floating Rate & Alternative Income Term Trust (Dec 2023 report)
26 Feb 24
SC 13G/A
Karpus Management, Inc.
13 Feb 24
SC 13G
Eagle Point Credit Management LLC
8 Feb 24
3
William T. Meyers
3 Jan 24
4
John Yogi Spence
13 Dec 23
4
Theodore J Brombach
13 Dec 23
4
Benjamin McCulloch
13 Dec 23
4
Kimberly Ann Flynn
13 Dec 23
4
John Yogi Spence
6 Dec 23
4
Theodore J Brombach
6 Dec 23