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Spectrum Planning & Advisory Services

Spectrum Planning & Advisory Services is an investment advisor in San Diego with $116.37M assets under management.

Company profile

Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
464452353
SEC advisor number
801-119805
FINRA CRD number
170093
AUM ?
$116.37M (as of 26 Jul 21)
Accounts
662 (as of 26 Jul 21)
Employees
4 (3 investment advisory or research)
Office hours
Monday - Friday, OFFICE VISITS BY APPOINTMENT ONLY
Owner Title From %Ownership
Martinson, Jeremy, Scot Chief Financial Officer 12/2013 25-50%
Luster, Danielle, Learene President 09/2014 25-50%
Hoover, Brentt, Allen Chief Executive Officer, Chief Compliance Officer 09/2014 25-50%

Investment data

Data from SEC filings
Regulatory AUM / Assets Under Management
Number of accounts
Number of employees
46 long holdings
End of quarter 30 Sep 21
Value
 
#Shares
 
Prev Q
 
Change
%, QoQ
$11M 111.69K 109.83K +1.7
$8.13M 161.05K 139.93K +15.1
$7.6M 123.69K 129.69K -4.6
$6.47M 70.77K 74.48K -5.0
$6.4M 208.87K 216.37K -3.5
$5.73M 216.01K 342.98K -37.0
$5.07M 99.67K 102.81K -3.1
$5.04M 47.34K 35.66K +32.7
$4.58M 89.71K 118.3K -24.2
$3.48M 32.18K 14.54K +121.3
$3.48M 34.54K 32.95K +4.8
$3.09M 203.13K 213.48K -4.8
$2.92M 96.98K 38.93K +149.1
$2.54M 68.12K 88.32K -22.9
$2.39M 44.83K 43.15K +3.9
$2.2M 21.93K 21.64K +1.3
$1.92M 18.93K NEW
$1.7M 516 520 -0.8
$1.68M 21.36K 25.12K -15.0
$1.56M 24.88K NEW
$1.37M 26.31K 25.63K +2.7
$1.29M 24.29K 26.34K -7.8
$1.12M 3.98K 3.98K 0
$1.12M 9.86K 9.86K 0
$988K 6.72K NEW
$907K 6.76K 6.91K -2.1
$872K 24.34K 46.15K -47.3
$783K 1.01K 1.02K -1.0
$686K 3.64K 3.64K 0
$651K 13.14K 9.73K +35.1
$621K 15.13K 15.78K -4.2
$514K 1.89K 1.89K 0
$511K 3.61K 3.64K -0.8
$503K 4.5K NEW
Vanguard Div App Etf
$426K 2.78K 2.78K 0
$413K 3.17K 3.28K -3.4
$303K 8.38K NEW
$278K 694 694 0
$255K 1.93K 1.93K 0
Lattice Strategies TR Hartford MLT Etf
$245K 8.14K 8.14K -0.0
$229K 4.11K 4.11K 0
$227K 2.9K NEW
$224K 4.44K 4.59K -3.2
$216K 4.31K 4.46K -3.3
$211K 898 898 0
$145K 10.25K NEW
6.99K EXIT
16.04K EXIT
9.09K EXIT
4.57K EXIT
14.07K EXIT
594 EXIT
1.14K EXIT
Holdings list only includes long positions. Only includes long positions.

Calendar

5 Dec 21
31 Dec 21

Financial reports

No filings

Current reports

No filings

Registration and prospectus

No filings

Proxies

No filings

Other

No filings