AI Financial Services is an investment advisor in Englewood with $455.90 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
201489037
SEC advisor number
801-69819
FINRA CRD number
148357
AUM ?
$455.90 mm
(as of 13 Oct 22)
Accounts
1,843
(as of 13 Oct 22)
Employees
10
(10 investment advisory or research)
Address
AI Financial Services
9800 MT. PYRAMID COURT
SUITE 450
ENGLEWOOD
CO 80112
9800 MT. PYRAMID COURT
SUITE 450
ENGLEWOOD
CO 80112
Office hours
Monday - Friday, 8:30AM TO 5:00PM
Phone
303-690-5070
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Frank, Karl, Fredrick | Manager | 08/2004 | < 5% |
Frank, Stacey, Katrina | Chief Compliance Officer and Manager | 08/2004 | < 5% |
a & I Holdings, LLC | Member | 01/2018 | > 75% |
Frank, Karl, Fredrick | Member | 01/2018 | 50-75% |
Frank, Stacey, Katrina | Member | 01/2018 | 50-75% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
9 Oct 19
13F-HR
Quarterly holdings report by institutional manager
5 Aug 19
13F-HR
Quarterly holdings report by institutional manager
1 May 19
13F-HR
Quarterly holdings report by institutional manager
30 Jan 19
13F-HR
Quarterly holdings report by institutional manager
6 Nov 18
13F-HR
Quarterly holdings report by institutional manager
10 Aug 18
13F-HR
Quarterly holdings report by institutional manager
14 May 18
13F-HR
Quarterly holdings report by institutional manager
9 Feb 18