Tower View Investment Management & Research is an investment advisor in Shorewood with $265.32 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
391964363
SEC advisor number
801-110226
FINRA CRD number
108739
AUM ?
$265.32 mm
(as of 24 Mar 22)
Accounts
191
(as of 24 Mar 22)
Employees
4
(2 investment advisory or research)
Address
Tower View Investment Management & Research
1660 N. PROSPECT AVE
#902
MILWAUKEE
WI 53202
1660 N. PROSPECT AVE
#902
MILWAUKEE
WI 53202
Office hours
Monday - Friday, 8:00 AM - 5:00 PM
Phone
4147916834
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Ghei, Raman, John | Managing Member and Chief Compliance Officer | 07/1999 | > 75% |
Cloak, Paul, Alexander | Shareholder | 12/2021 | 5-10% |
Simmons, Amanda | Chief Operating Officer/shareholder | 12/2021 | < 5% |
Bradshaw, Sophia, R | Financial Advisor/ Shareholder | 12/2021 | < 5% |
Ghei, Greta | Shareholder | 12/2021 | < 5% |
Ghei, Bradley | Shareholder | 12/2021 | < 5% |
Grambo, Natalie | Shareholder | 12/2021 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
6 Feb 24
13F-HR
Quarterly holdings report by institutional manager
31 Oct 23
13F-HR
Quarterly holdings report by institutional manager
31 Jul 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
13 Feb 23
13F-HR
Quarterly holdings report by institutional manager
15 Nov 22
13F-HR
Quarterly holdings report by institutional manager
8 Aug 22
13F-HR
Quarterly holdings report by institutional manager
13 May 22
13F-HR
Quarterly holdings report by institutional manager
3 Feb 22
13F-HR
Quarterly holdings report by institutional manager
8 Nov 21