Financial reports
10-Q
2020 Q3
Quarterly report
3 Nov 20
10-Q
2020 Q2
Quarterly report
3 Aug 20
10-Q
2020 Q1
Quarterly report
14 May 20
10-K
2019 FY
Annual report
24 Mar 20
NT 10-Q
Notice of late quarterly filing
15 Nov 19
10-Q
2019 Q3
Quarterly report
14 Nov 19
10-Q
2019 Q2
Quarterly report
13 Aug 19
10-Q
2019 Q1
Quarterly report
3 May 19
10-K
2018 FY
Annual report
15 Mar 19
Current reports
8-K
Entry into a Material Definitive Agreement
30 Dec 20
8-K
Clene Nanomedicine Presents Blinded Interim Results from
10 Dec 20
8-K
Tottenham Acquisition I Limited Announces Additional Contribution to Trust Account to Extend Period to Consummate Business Combination
4 Dec 20
8-K
Entry into a Material Definitive Agreement
6 Nov 20
8-K
Regulation FD Disclosure
14 Oct 20
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
21 Sep 20
8-K
Clene Nanomedicine Presents Interim Results from
11 Sep 20
8-K
Regulation FD Disclosure
9 Sep 20
8-K
Clene Nanomedicine, Inc. to go Public through Merger with Tottenham Acquisition I Limited
2 Sep 20
8-K
Tottenham Acquisition I Limited Announces Additional Contribution to Trust Account to Extend Period to Consummate Business Combination
5 Aug 20
Registration and prospectus
25-NSE/A
Exchange delisting (amended)
30 Dec 20
S-4
Registration of securities issued in business combination transactions
10 Sep 20
424B4
Prospectus supplement with pricing info
2 Aug 18
8-A12B
Registration of securities on exchange
1 Aug 18
S-1/A
IPO registration (amended)
31 Jul 18
S-1
IPO registration
5 Jul 18
DRS/A
Draft registration statement (amended)
8 Jun 18
Proxies
DEFA14A
Additional proxy soliciting materials
28 Dec 20
DEFM14A
Proxy related to merger
18 Dec 20
PRER14A
Preliminary revised proxy
16 Dec 20
DEFA14A
Additional proxy soliciting materials
10 Dec 20
PRER14A
Preliminary revised proxy
8 Dec 20
DEFA14A
Additional proxy soliciting materials
4 Dec 20
PREM14A
Preliminary proxy related to merger
18 Nov 20
DEF 14A
Definitive proxy
26 Oct 20
PRE 14A
Preliminary proxy
16 Oct 20
DEFA14A
Additional proxy soliciting materials
13 Apr 20
Other
EFFECT
Notice of effectiveness
22 Dec 20
UPLOAD
Letter from SEC
18 Dec 20
UPLOAD
Letter from SEC
1 Dec 20
UPLOAD
Letter from SEC
5 Nov 20
UPLOAD
Letter from SEC
13 Oct 20
EFFECT
Notice of effectiveness
2 Aug 18
CERT
Certification of approval for exchange listing
1 Aug 18
CORRESP
Correspondence with SEC
31 Jul 18
CORRESP
Correspondence with SEC
31 Jul 18
CORRESP
Correspondence with SEC
8 Jun 18
Ownership
SC 13G/A
BASSO CAPITAL MANAGEMENT, L.P.
11 Feb 22
SC 13G/A
BASSO CAPITAL MANAGEMENT, L.P.
12 Feb 21
SC 13G/A
Karpus Management, Inc.
12 Feb 21
SC 13G/A
Polar Asset Management Partners Inc.
9 Oct 20
4
Change in insider ownership
24 Sep 20
4
Change in insider ownership
21 Sep 20
4
Change in insider ownership
17 Sep 20
4
Change in insider ownership
16 Sep 20
4
Change in insider ownership
11 Sep 20
4
Change in insider ownership
10 Sep 20