Latest filings (excl ownership)
25-NSE/A
Exchange delisting (amended)
30 Dec 20
8-K
Entry into a Material Definitive Agreement
30 Dec 20
DEFA14A
Additional proxy soliciting materials
28 Dec 20
EFFECT
Notice of effectiveness
22 Dec 20
DEFM14A
Proxy related to merger
18 Dec 20
UPLOAD
Letter from SEC
18 Dec 20
PRER14A
Preliminary revised proxy
16 Dec 20
DEFA14A
Additional proxy soliciting materials
10 Dec 20
8-K
Clene Nanomedicine Presents Blinded Interim Results from
10 Dec 20
PRER14A
Preliminary revised proxy
8 Dec 20
8-K
Tottenham Acquisition I Limited Announces Additional Contribution to Trust Account to Extend Period to Consummate Business Combination
4 Dec 20
DEFA14A
Additional proxy soliciting materials
4 Dec 20
UPLOAD
Letter from SEC
1 Dec 20
PREM14A
Preliminary proxy related to merger
18 Nov 20
8-K
Entry into a Material Definitive Agreement
6 Nov 20
UPLOAD
Letter from SEC
5 Nov 20
10-Q
2020 Q3
Quarterly report
3 Nov 20
DEF 14A
Definitive proxy
26 Oct 20
PRE 14A
Preliminary proxy
16 Oct 20
8-K
Regulation FD Disclosure
14 Oct 20
UPLOAD
Letter from SEC
13 Oct 20
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
21 Sep 20
8-K
Clene Nanomedicine Presents Interim Results from
11 Sep 20
S-4
Registration of securities issued in business combination transactions
10 Sep 20
8-K
Regulation FD Disclosure
9 Sep 20
8-K
Clene Nanomedicine, Inc. to go Public through Merger with Tottenham Acquisition I Limited
2 Sep 20
8-K
Tottenham Acquisition I Limited Announces Additional Contribution to Trust Account to Extend Period to Consummate Business Combination
5 Aug 20
10-Q
2020 Q2
Quarterly report
3 Aug 20
10-Q
2020 Q1
Quarterly report
14 May 20
8-K
Tottenham Acquisition I Limited Announces Additional Contribution
11 May 20
8-K
Submission of Matters to a Vote of Security Holders
27 Apr 20
DEFA14A
Additional proxy soliciting materials
13 Apr 20
8-K
Submission of Matters to a Vote of Security Holders
13 Apr 20
DEFA14A
Additional proxy soliciting materials
30 Mar 20
10-K
2019 FY
Annual report
24 Mar 20
DEF 14A
Definitive proxy
17 Mar 20
Latest ownership filings
SC 13G/A
BASSO CAPITAL MANAGEMENT, L.P.
11 Feb 22
SC 13G/A
BASSO CAPITAL MANAGEMENT, L.P.
12 Feb 21
SC 13G/A
Karpus Management, Inc.
12 Feb 21
SC 13G/A
Polar Asset Management Partners Inc.
9 Oct 20
4
Change in insider ownership
24 Sep 20
4
Change in insider ownership
21 Sep 20
4
Change in insider ownership
17 Sep 20
4
Change in insider ownership
16 Sep 20
4
Change in insider ownership
11 Sep 20
4
Change in insider ownership
10 Sep 20
4
Change in insider ownership
1 Sep 20
SC 13G/A
Polar Asset Management Partners Inc.
10 Jun 20
3
Initial statement of insider ownership
22 May 20
4
Change in insider ownership
20 May 20
3
Initial statement of insider ownership
20 May 20
SC 13G/A
Beneficial ownership report (amended)
14 Feb 20
SC 13G
Beneficial ownership report
14 Feb 20
SC 13G
Tottenham Acquisition I Ltd
14 Feb 20
SC 13G/A
Beneficial ownership report (amended)
13 Feb 20
SC 13G/A
Beneficial ownership report (amended)
12 Feb 20
SC 13G/A
Beneficial ownership report (amended)
7 Feb 20
SC 13G
Tottenham Acquisition I Ltd
22 Nov 19
SC 13G
Tottenham Acquisition I Ltd
14 Feb 19
SC 13G/A
Tottenham Acquisition I Ltd
14 Feb 19
SC 13G/A
Tottenham Acquisition I Ltd
14 Feb 19
SC 13G
Tottenham Acquisition I Ltd
14 Feb 19
SC 13G
Tottenham Acquisition I Ltd
11 Feb 19
SC 13G
Tottenham Acquisition I Ltd
11 Feb 19
SC 13G
Tottenham Acquisition I Ltd
12 Sep 18
3
Jason Kon Man Wong
21 Aug 18
4
Jason Kon Man Wong
21 Aug 18
3
JASON MA
15 Aug 18
3
Yun Pun Wong
8 Aug 18
3
Satoshi Tominaga
8 Aug 18
3
Albert Lyu
8 Aug 18
3
Estela Kuo
8 Aug 18
SC 13G
Tottenham Acquisition I Ltd
6 Aug 18