Exeter Financial is an investment advisor in Scottsdale with $362.09 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
205920032
SEC advisor number
801-67719
FINRA CRD number
143420
AUM ?
$362.09 mm
(as of 15 Jun 23)
Accounts
525
(as of 15 Jun 23)
Employees
6
(4 investment advisory or research)
Address
Exeter Financial
7001 N. SCOTTSDALE ROAD
SUITE 1055
SCOTTSDALE
AZ 85253-3644
7001 N. SCOTTSDALE ROAD
SUITE 1055
SCOTTSDALE
AZ 85253-3644
Office hours
Monday - Friday, 8AM - 5PM
Phone
480 588-0830
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Harrison, Stephen, Leon | Chief Compliance Officer | 03/2007 | < 5% |
Alkeme Intermediary Holdings, LLC | Managing Member | 10/2020 | > 75% |
Alkeme Acquisition, LLC | Sole Member | 10/2020 | > 75% |
Alkeme Holdings, LLC | Sole Member | 10/2020 | > 75% |
GCP Capital Partners IV, LP | Member | 09/2020 | 25-50% |
GCP Managing Partner IV GP, LLC | General Partner | 06/2017 | |
Niehaus, Robert, Henry | Manager | 06/2017 | |
Gutin, Boris, Michael | President | 09/2020 | |
Barton, Curtis | CEO | 09/2020 | |
Rosandic, Anton | COO | 09/2020 | |
Lalsa, Megvarran | CFO | 03/2022 |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
15 Apr 24
13F-HR
Quarterly holdings report by institutional manager
16 Jan 24
13F-HR
Quarterly holdings report by institutional manager
16 Oct 23
13F-HR
Quarterly holdings report by institutional manager
27 Jul 23
13F-HR
Quarterly holdings report by institutional manager
10 May 23
13F-HR
Quarterly holdings report by institutional manager
24 Jan 23
13F-HR
Quarterly holdings report by institutional manager
13 Oct 22
13F-HR
Quarterly holdings report by institutional manager
20 Jul 22
13F-HR
Quarterly holdings report by institutional manager
27 Apr 22
13F-HR
Quarterly holdings report by institutional manager
25 Jan 22