Latest filings (excl ownership)
424B3
Prospectus supplement
31 May 24
N-CEN
Annual report (registered investment company)
9 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
4 Jan 24
N-PX
Annual report of proxy voting record
25 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
10 Jul 23
CORRESP
Correspondence with SEC
7 Mar 23
N-CEN
Annual report (registered investment company)
13 Jan 23
N-CSR
Certified annual shareholder report (management investment company)
6 Jan 23
424B3
Prospectus supplement
22 Sep 22
N-PX
Annual report of proxy voting record
31 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Jul 22
N-CEN
Annual report (registered investment company)
14 Jan 22
N-CSR
Certified annual shareholder report (management investment company)
7 Jan 22
N-PX
Annual report of proxy voting record
2 Aug 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Jul 21
424B3
Prospectus supplement
17 Mar 21
N-CEN
Annual report (registered investment company)
13 Jan 21
N-CSR
Certified annual shareholder report (management investment company)
8 Jan 21
N-PX
Annual report of proxy voting record
20 Aug 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jul 20
DEF 14C
Information statement
27 Mar 20
N-CEN
Annual report (registered investment company)
10 Jan 20
N-CSR
Certified annual shareholder report (management investment company)
9 Jan 20
N-PX
Annual report of proxy voting record
29 Aug 19
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jul 19
EFFECT
Notice of effectiveness
24 Dec 18
CORRESP
Correspondence with SEC
20 Dec 18
CORRESP
Correspondence with SEC
20 Dec 18
CORRESP
Correspondence with SEC
19 Dec 18
CORRESP
Correspondence with SEC
18 Dec 18
CORRESP
Correspondence with SEC
18 Dec 18
CORRESP
Correspondence with SEC
14 Dec 18
CORRESP
Correspondence with SEC
11 Dec 18
Latest ownership filings
NPORT-P
Axonic Alternative Income Fund (Jan 2024 report)
28 Mar 24
NPORT-P
Axonic Alternative Income Fund (Oct 2023 report)
27 Dec 23
NPORT-P
Axonic Alternative Income Fund (Jul 2023 report)
28 Sep 23
NPORT-P
Axonic Alternative Income Fund (Apr 2023 report)
26 Jun 23
NPORT-P
Axonic Alternative Income Fund (Jan 2023 report)
31 Mar 23
NPORT-P
Axonic Alternative Income Fund (Oct 2022 report)
22 Dec 22
NPORT-P
Axonic Alternative Income Fund (Jul 2022 report)
29 Sep 22
NPORT-P
Axonic Alternative Income Fund (Apr 2022 report)
27 Jun 22
NPORT-P
Axonic Alternative Income Fund (Jan 2022 report)
1 Apr 22
NPORT-P
Axonic Alternative Income Fund (Oct 2021 report)
23 Dec 21
NPORT-P
Axonic Alternative Income Fund (Jul 2021 report)
29 Sep 21
NPORT-P
Axonic Alternative Income Fund (Apr 2021 report)
25 Jun 21
NPORT-P
Axonic Alternative Income Fund (Jan 2021 report)
29 Mar 21
3
Charles Daniel Mires
22 Feb 21
3
Thomas Vales
19 Feb 21
5
Tanmoy Mukherjee
19 Feb 21
5
Jody Flaws
19 Feb 21
5
Michael G. Doorley
18 Feb 21
5
Peter Schendel
18 Feb 21
NPORT-P
Axonic Alternative Income Fund (Oct 2020 report)
22 Dec 20
NPORT-P
Axonic Alternative Income Fund (Jul 2020 report)
28 Sep 20
NPORT-P
Axonic Alternative Income Fund (Apr 2020 report)
26 Jun 20
3
John Ryan Kelly
22 Apr 19
4
Clayton DeGiacinto
22 Jan 19
4
Matthew Weinstein
22 Jan 19
3
Michael G. Doorley
9 Jan 19
4
Peter Schendel
8 Jan 19
3
Peter Carey
8 Jan 19
3
Jeff Gary
4 Jan 19
4
Peter Schendel
3 Jan 19
3
Jamshed Engineer
2 Jan 19
3
Initial statement of insider ownership
28 Dec 18
3
Peter Schendel
28 Dec 18
3
Matthew Weinstein
28 Dec 18
3
Jess Saypoff
28 Dec 18
3
Clayton DeGiacinto
28 Dec 18
3
Richard M. Goldman
28 Dec 18
3
Jody Flaws
28 Dec 18
3
Joseph Albert Grogan
28 Dec 18
3
Tanmoy Mukherjee
28 Dec 18