Docoh
Loading...

SRGA Surgalign

Employees

Data from SEC filings
Employee count

ESG framework mentions

In last year of SEC filings
Sustainability Accounting Standards Board (SASB)
No mentions
Global Reporting Initiative (GRI)
No mentions
Task Force on Climate-related Financial Disclosures (TCFD)
No mentions
UN Sustainable Development Goals (SDGs)
No mentions

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM
On May 4, 2021, Surgalign Holdings, Inc. (the “Company”) held the annual meeting of its stockholders (the “Annual Meeting”). All matters submitted to a vote of the Company’s stockholders as described in the proxy statement furnished to stockholders in connection with the Annual Meeting, which was filed with the Securities and Exchange Commission (the “SEC”) on April 1, 2021 (the “Proxy Statement”), were approved.

The number of shares of common stock and preferred stock (on an as-converted basis) entitled to vote at the Annual Meeting was 110,268,280. The number of shares of common stock present or represented by valid proxy was 89,314,664. At the Annual Meeting, the Company’s stockholders voted on the following items:

1.To elect nine directors to serve on the Board of Directors of the Company (the “Board”) and hold office until the next annual meeting of stockholders or until their respective successors have been duly elected and qualified. The number of votes cast for each of the eight nominees was as set forth below:


NameNumber of
Votes For
Number of
Votes Withheld
Broker
Non-Votes
Sheryl L. Conley55,930,78011,799,36021,584,524
Pawel Lewicki, PhD59,955,3217,774,81921,584,524
Jeffrey C. Lightcap50,908,38116,821,75921,584,524
Thomas A. McEachin51,753,64515,976,49521,584,524
Terry M. Rich60,122,3967,607,74421,584,524
Stuart F. Simpson59,109,1878,620,95321,584,524
Mark D. Stolper45,817,92521,912,21521,584,524
Paul G. Thomas58,304,5219,425,61921,584,524
Nicholas J. Valeriani58,348,8789,381,26221,584,524


As a result, the following nine individuals were elected, each to serve on the Board and hold office until the next Annual Meeting of Stockholders or until their respective successors have been duly elected and qualified: Sheryl L. Conley; Pawel Lewicki, PhD; Jeffrey C. Lightcap; Thomas A. McEachin; Terry M. Rich; Stuart F. Simpson; Mark D. Stolper; Paul G. Thomas; and Nicholas J. Valeriani.

2.To approve an amendment to the Company’s Amended and Restated Certificate of Incorporation, as amended, to increase the total number of shares authorized for issuance from 150,000,000 shares of common stock to 300,000,000 shares of common stock, the “Share Increase Proposal” — Stockholders approved and adopted the Share Increase Proposal as disclosed in the Proxy Statement. The vote totals related to the Share Increase Proposal were:


ForAgainstAbstainBroker
Non-Votes
79,619,7129,584,211110,7410


As a result, the Share Increase Proposal was approved.

3.To adopt the Surgalign Holdings, Inc. Employee Stock Purchase Plan, the “ESPP Proposal” — Stockholders approved and adopted the ESPP Proposal as disclosed in the Proxy Statement. The vote totals related to the ESPP Proposal were:


ForAgainstAbstainBroker
Non-Votes
59,641,6317,199,417889,09221,584,524


As a result, the ESPP Proposal was approved.

4.To adopt the Surgalign Holdings, Inc. 2021 Incentive Compensation Plan, the “Incentive Plan Proposal” — Stockholders approved and adopted the Incentive Plan Proposal as disclosed in the Proxy Statement. The vote totals related to the Incentive Plan Proposal were:


ForAgainstAbstainBroker
Non-Votes
58,605,8979,025,53698,70721,584,524


As a result, the Incentive Plan Proposal was approved.

5.To approve, on a non-binding, advisory basis, the ““Say on Pay” Proposal” — Stockholders approved and adopted the “Say on Pay” Proposal as disclosed in the Proxy Statement. The vote totals related to the “Say on Pay” Proposal were:


ForAgainstAbstainBroker
Non-Votes
58,621,7638,856,489251,88821,584,524


As a result, the “Say on Pay” Proposal was approved.

Banks and brokers were not eligible to vote shares for which they did not receive instructions from the beneficial owners of such shares on these proposals.