Kozak & Associates is an investment advisor in Highlands Ranch with $434.07 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
260391174
SEC advisor number
801-113934
FINRA CRD number
298353
AUM ?
$434.07 mm
(as of 8 Feb 21)
Accounts
1,630
(as of 8 Feb 21)
Employees
5
(2 investment advisory or research)
Office hours
Monday - Friday, 8AM TO 5PM
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Kozak, Christopher | Owner, CCO | 07/2018 | 50-75% |
Tripp, Trevor, Nolen | Owner | 07/2018 | 25-50% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
17 Jan 24
13F-HR
Quarterly holdings report by institutional manager
17 Oct 23
13F-HR
Quarterly holdings report by institutional manager
5 Jul 23
13F-HR
Quarterly holdings report by institutional manager
3 Apr 23
13F-HR
Quarterly holdings report by institutional manager
3 Jan 23
13F-HR
Quarterly holdings report by institutional manager
12 Oct 22
13F-HR
Quarterly holdings report by institutional manager
12 Oct 22
13F-HR
Quarterly holdings report by institutional manager
26 May 22
13F-HR
Quarterly holdings report by institutional manager
11 Mar 22
13F-HR
Quarterly holdings report by institutional manager
16 Nov 21