Gladstone Institutional Advisory is an investment advisor in Boca Raton with $4.01 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
474043338
SEC advisor number
801-101532
FINRA CRD number
250787
AUM ?
$4.01 bn
(as of 7 Dec 22)
Accounts
14,893
(as of 7 Dec 22)
Employees
107
(107 investment advisory or research)
Address
Gladstone Institutional Advisory
4 MILL RIDGE LANE
CHESTER
NJ 07930
4 MILL RIDGE LANE
CHESTER
NJ 07930
Office hours
Monday - Friday, 9:00 AM - 5:00 PM
Phone
908-719-1313
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
GWP Advisory Services, LLC. | Holding Company | 01/2021 | > 75% |
Hudson, Robert, Paul | Chairman & Managing Member | 05/2015 | < 5% |
Frick, Richard, Edward | Chief Executive Officer | 01/2021 | < 5% |
Brothers, Keith, Thomas | Chief Operating Officer | 01/2021 | < 5% |
Rich, David, Sean | Chief Compliance Officer | 04/2021 | < 5% |
Slomin, Robert, Paul | Chief Risk Officer | 06/2017 | < 5% |
Bonocore, Kristopher | President | 01/2021 | < 5% |
Marchetti, Philip, Anthony | Director | 01/2021 | < 5% |
Herlein, James | Chief Financial Officer | 12/2021 | < 5% |
Kessler, Craig, Adam | Chief Investment Officer | 12/2020 | < 5% |
Integrity Marketing Partners LLC. | Shareholder | 10/2022 | > 75% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
9 Feb 24
13F-HR
Quarterly holdings report by institutional manager
13 Nov 23
13F-HR
Quarterly holdings report by institutional manager
10 Aug 23
13F-HR
Quarterly holdings report by institutional manager
12 May 23
13F-HR
Quarterly holdings report by institutional manager
1 Feb 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
27 Jan 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
27 Jan 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
27 Jan 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
27 Jan 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
27 Jan 23