Golden State Wealth Management is an investment advisor in South Coast Metro with $1.42 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
463329328
SEC advisor number
801-107445
FINRA CRD number
167995
AUM ?
$1.42 bn
(as of 23 Jun 23)
Accounts
5,682
(as of 23 Jun 23)
Employees
79
(51 investment advisory or research)
Address
Golden State Wealth Management
201 E. SANDPOINTE AVE
#460
SANTA ANA
CA 92707
201 E. SANDPOINTE AVE
#460
SANTA ANA
CA 92707
Office hours
Monday - Friday, 9:00AM - 5:00PM
Phone
7143227410
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Catone, Daniel, Robert | Managing Member | 05/2013 | 25-50% |
Catone, Patrick, Michael | Managing Member & Chief Compliance Officer | 05/2013 | 25-50% |
Nahas, John, Emile | Managing Member | 01/2016 | 25-50% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
11 May 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
19 May 22
13F-HR
Quarterly holdings report by institutional manager
16 May 22
13F-HR
Quarterly holdings report by institutional manager
14 Feb 22
13F-HR
Quarterly holdings report by institutional manager
15 Nov 21
13F-HR
Quarterly holdings report by institutional manager
12 Aug 21
13F-HR
Quarterly holdings report by institutional manager
14 May 21
13F-HR
Quarterly holdings report by institutional manager
28 Jan 21
13F-HR
Quarterly holdings report by institutional manager
12 Nov 20
13F-HR/A
Quarterly holdings report by institutional manager (amended)
13 Aug 20