Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
14 Dec 23
N-CSR
Certified annual shareholder report (management investment company)
8 Dec 23
424B3
Prospectus supplement
2 Oct 23
N-PX
Annual report of proxy voting record
22 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Jun 23
424B3
Prospectus supplement
1 Feb 23
N-CEN
Annual report (registered investment company)
14 Dec 22
N-CSR
Certified annual shareholder report (management investment company)
9 Dec 22
DEF 14C
Information statement
9 Sep 22
PRE 14C
Preliminary information
23 Aug 22
N-PX
Annual report of proxy voting record
23 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Jun 22
N-CEN
Annual report (registered investment company)
10 Dec 21
N-CSR
Certified annual shareholder report (management investment company)
9 Dec 21
424B3
Prospectus supplement
29 Sep 21
N-PX
Annual report of proxy voting record
26 Aug 21
424B3
Prospectus supplement
10 Aug 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Jun 21
424B3
Prospectus supplement
20 May 21
DEF 14C
Information statement
8 Apr 21
424B3
Prospectus supplement
28 Jan 21
AW
Withdrawal of amendment
14 Dec 20
N-CEN
Annual report (registered investment company)
14 Dec 20
N-CSR
Certified annual shareholder report (management investment company)
9 Dec 20
N-PX
Annual report of proxy voting record
11 Aug 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Jun 20
EFFECT
Notice of effectiveness
13 Sep 19
CORRESP
Correspondence with SEC
12 Sep 19
CORRESP
Correspondence with SEC
9 Sep 19
CORRESP
Correspondence with SEC
3 Sep 19
CORRESP
Correspondence with SEC
14 Aug 19
UPLOAD
Letter from SEC
2 Jul 19
Latest ownership filings
NPORT-P
Monthly portfolio investment report
23 Feb 24
3
Daniel Mark Wilson
30 Nov 23
NPORT-P
Alpha Alternative Assets Fund (Sep 2023 report)
27 Nov 23
3
Theodore Uhl
1 Sep 23
3
Felix Rivera
30 Aug 23
3
Patrick Ray Seese
30 Aug 23
3
Kate Davis
30 Aug 23
3
Adams Nicholas
30 Aug 23
3
Christopher G Shaw
30 Aug 23
3
Ryan Johanson
30 Aug 23
NPORT-P
Alpha Alternative Assets Fund (Jun 2023 report)
21 Aug 23
NPORT-P
Alpha Alternative Assets Fund (Mar 2023 report)
18 May 23
NPORT-P
Alpha Alternative Assets Fund (Dec 2022 report)
21 Feb 23
NPORT-P
Alpha Alternative Assets Fund (Sep 2022 report)
28 Nov 22
3
gobind sahney
15 Nov 22
3
Christopher G Shaw
15 Nov 22
3
Patrick Ray Seese
15 Nov 22
3
Felix Rivera
15 Nov 22
3
Jason Sutherland
15 Nov 22
3
Kate Davis
10 Nov 22
NPORT-P
A3 Alternative Income Fund (Jun 2022 report)
23 Aug 22
3
Roger Earl Jr. Pries
17 Aug 22
4
Adam P Farver
22 Jul 22
NPORT-P
A3 Alternative Income Fund (Mar 2022 report)
26 May 22
4
LARS O SODERBERG
4 May 22
4
Christian E. Aymond
4 May 22
NPORT-P
A3 Alternative Income Fund (Dec 2021 report)
24 Feb 22
NPORT-P
A3 Alternative Income Fund (Sep 2021 report)
26 Nov 21
4
Anthony R. Bosch
8 Oct 21
NPORT-P
A3 Alternative Income Fund (Jun 2021 report)
26 Aug 21
NPORT-P
A3 Alternative Credit Fund (Mar 2021 report)
27 May 21
3
Matthew DuPree
9 Mar 21
NPORT-P
A3 Alternative Credit Fund (Dec 2020 report)
24 Feb 21
NPORT-P
A3 Alternative Credit Fund (Sep 2020 report)
30 Nov 20
4
Anthony R. Bosch
10 Sep 20
NPORT-P
A3 Alternative Credit Fund (Jun 2020 report)
26 Aug 20
4
Anthony R. Bosch
12 Aug 20
4
Anthony R. Bosch
28 Jul 20
4
Christian E. Aymond
10 Jul 20
4
Anthony R. Bosch
7 Jul 20