Aurum Wealth Management is an investment advisor in Cleveland with $2.04 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
202317470
SEC advisor number
801-67563
FINRA CRD number
134628
AUM ?
$2.04 bn
(as of 1 Nov 22)
Accounts
5,551
(as of 1 Nov 22)
Employees
33
(33 investment advisory or research)
Address
Aurum Wealth Management
6685 BETA DRIVE
MAYFIELD VILLAGE
OH 44143
6685 BETA DRIVE
MAYFIELD VILLAGE
OH 44143
Office hours
Monday - Friday, 8:30 AM TO 5:00 PM
Phone
440-605-1900
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Wulff, Eric, Norman | Managing Director, Partner | 12/2006 | 5-10% |
Aurum Holdings, LLC | Member | 03/2005 | 10-25% |
Bart, Chris, Donald | Managing Director, Partner | 12/2006 | 5-10% |
Carney, Patrick, Thomas | Manager | 04/2013 | < 5% |
Reghetti, Perry, Dennis | Managing Director, Partner | 06/2017 | 10-25% |
Moore, Charles, Donald | Managing Director, Partner | 04/2017 | 5-10% |
Coode, Robert, Ernest | Partner | 03/2020 | 5-10% |
Coode, Robert, Duncan | Partner | 03/2020 | 5-10% |
Marcum, LLP | Partner | 03/2020 | 10-25% |
Weiner, Jeffrey, Marc | Partner | 03/2020 | 5-10% |
Schultz, Leeann, Lynn | Chief Compliance Officer | 08/2020 | < 5% |
Brett, Steven, David | Partner | 04/2021 | 5-10% |
Hoffmann, Charles, Philip | Partner | 08/2021 | < 5% |
Hoffmann, Peter, Edward | Partner | 07/2021 | < 5% |
Butler, James, Clarence | Partner | 08/2021 | < 5% |
Mckeown, Michael, Thomas | Chief Investment Officer | 04/2015 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
10 Apr 24
13F-HR
Quarterly holdings report by institutional manager
10 Jan 24
13F-HR
Quarterly holdings report by institutional manager
10 Oct 23
13F-HR
Quarterly holdings report by institutional manager
13 Jul 23
13F-HR
Quarterly holdings report by institutional manager
19 Apr 23
13F-HR
Quarterly holdings report by institutional manager
12 Jan 23
13F-HR
Quarterly holdings report by institutional manager
11 Oct 22
13F-HR
Quarterly holdings report by institutional manager
14 Jul 22
13F-HR
Quarterly holdings report by institutional manager
20 Apr 22
13F-HR
Quarterly holdings report by institutional manager
1 Feb 22