XML Financial is an investment advisor in Rockville with $2.26 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
813654175
SEC advisor number
801-108376
FINRA CRD number
284987
AUM ?
$2.32 bn
(as of 5 Jan 24)
Accounts
5,800
(as of 5 Jan 24)
Employees
52
(31 investment advisory or research)
Address
XML Financial
ONE PRESERVE PARKWAY
SUITE 120
ROCKVILLE
MD 20852
ONE PRESERVE PARKWAY
SUITE 120
ROCKVILLE
MD 20852
Phone
866.451.1874
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
14 Feb 24
13F-HR
Quarterly holdings report by institutional manager
6 Nov 23
13F-HR
Quarterly holdings report by institutional manager
7 Aug 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
9 Feb 23
13F-HR
Quarterly holdings report by institutional manager
4 Nov 22
13F-HR
Quarterly holdings report by institutional manager
1 Aug 22
13F-HR
Quarterly holdings report by institutional manager
2 May 22
13F-HR
Quarterly holdings report by institutional manager
1 Feb 22
13F-HR
Quarterly holdings report by institutional manager
1 Nov 21