Alpha Omega is a fund manager in Reston with $270.36 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
Industry
SEC CIK
IRS number
542027431
SEC advisor number
801-77736
FINRA CRD number
159026
AUM ?
$270.36 mm
(as of 20 Dec 22)
Accounts
1,030
(as of 20 Dec 22)
Employees
11
(5 investment advisory or research)
Office hours
Monday - Friday, 9 A.M. TO 5 P.M.
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Baerenz, Frederick, Peter | President | 05/2000 | < 5% |
the Baerenz Family Trust Dated 2/25/2021 | Shareholder | 03/2017 | > 75% |
Whitlock, Michelle, Lauren | Shareholder | 03/2017 | < 5% |
Baerenz, Frederick, Peter | Trustee | 03/2017 | |
Ortlip, James, Thomas | CIO | 06/2019 | 5-10% |
Hadaway, James, Russell | Chief Compliance Officer | 01/2020 | < 5% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Aog Wealth Management | $270.36 mm | |
Aog Institutional Diversified Master Fund | $15.20 mm | Other Private Fund |
Aog Institutional Diversified Fund | ||
Aog Institutional Diversified Tender Fund |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR/A
Quarterly holdings report by institutional manager (amended)
13 Feb 24
13F-HR
Quarterly holdings report by institutional manager
8 Feb 24
13F-HR
Quarterly holdings report by institutional manager
7 Nov 23
13F-HR
Quarterly holdings report by institutional manager
8 Aug 23
13F-HR
Quarterly holdings report by institutional manager
11 May 23
13F-HR
Quarterly holdings report by institutional manager
9 Feb 23
13F-HR
Quarterly holdings report by institutional manager
8 Nov 22
13F-HR
Quarterly holdings report by institutional manager
5 Aug 22
13F-HR
Quarterly holdings report by institutional manager
11 May 22
13F-HR
Quarterly holdings report by institutional manager
20 Jan 22