Ballast Advisors | AUM, Funds & Holdings Data

Company profile

Website

www.ballastadvisors.com

Incorporated

Location

Fiscal year end

SEC CIK

IRS number

815217330

SEC advisor number

801-108984

FINRA CRD number

285991

AUM ?

$396.34M (as of 25 Nov 20)

Accounts

2,398 (as of 25 Nov 20)

Employees

13 (6 investment advisory or research)

Address

Ballast Advisors
683 BIELENBERG DRIVE
SUITE 208
WOODBURY
MN 55125-1705

Phone

651-478-4644

Brochures

Investment data

Data from SEC filings

Top 50 of 167 long holdings End of quarter 30 Sep 20	Value	#Shares	Prev Q	Change %, QoQ
FNDF Schwab Strategic TR (US LCAP VA ETF)	$17.25M	330.57K	328.61K	+0.6
AAPL Apple Inc	$15.83M	136.69K	33.01K	+314.0
FNDF Schwab Strategic TR (US LCAP GR ETF)	$15.28M	132.64K	133.17K	-0.4
FNDF Schwab Strategic TR (INTL EQTY ETF)	$13.37M	425.69K	434.72K	-2.1
FNDF Schwab Strategic TR (US LRG CAP ETF)	$11.8M	146.28K	145.68K	+0.4
FNDF Schwab Strategic TR (SHT TM US TRES)	$5.41M	105.13K	101.25K	+3.8
FNDF Schwab Strategic TR (US BRD MKT ETF)	$5.2M	65.34K	64.67K	+1.0
EPD Enterprise Prods Partners L	$5.04M	319.45K		NEW
JPM Jpmorgan Chase & Co	$4.77M	49.52K	33.73K	+46.8
BABA Alibaba Group HLDG LTD	$3.07M	10.45K	10.58K	-1.2
IBB Ishares TR (20 YR TR BD ETF)	$2.99M	18.31K	13.24K	+38.3
IBB Ishares TR (1 3 YR TREAS BD)	$2.77M	31.96K	23.4K	+36.6
MMM 3M Co	$2.5M	15.6K	15.72K	-0.8
FNDF Schwab Strategic TR (US SML CAP ETF)	$2.31M	33.79K	34.21K	-1.2
IBB Ishares TR (CORE US AGGBD ET)	$2.29M	19.37K	13.1K	+47.8
NTIC Northern Tech Intl Corp	$2.25M	271K	271K	0
AMZN Amazon Com Inc	$2.18M	692	643	+7.6
MSFT Microsoft Corp	$2.17M	10.33K	10.14K	+1.9
SPY SPDR S&P 500 Etf TR	$2.17M	6.47K	6.7K	-3.4
Blackstone Group Inc	$2.04M	39.08K	38.77K	+0.8
BRK.A Berkshire Hathaway Inc Del	$1.93M	9.06K	9.24K	-1.9
JNJ Johnson & Johnson	$1.37M	9.22K	9.23K	-0.1
V Visa Inc	$1.35M	6.73K	6.78K	-0.7
IBB Ishares TR (RUSSELL 2000 ETF)	$1.33M	8.87K	7.58K	+17.1
FNDF Schwab Strategic TR (US REIT ETF)	$1.28M	36.06K	38.33K	-5.9
IBB Ishares TR (CORE S&P500 ETF)	$1.17M	3.49K	3.56K	-1.9
MDT Medtronic PLC	$1.07M	10.28K	10.38K	-0.9
GOOG Alphabet Inc (CAP STK CL A)	$875K	597	587	+1.7
IBB Ishares TR (CORE S&P SCP ETF)	$845K	12.04K	10.74K	+12.1
SPDR Ser TR (S&P 600 SMCP VAL)	$735K	14.67K	14.96K	-2.0
CP Canadian Pac Ry LTD	$721K	2.37K	2.37K	0
VZ Verizon Communications Inc	$718K	12.07K	12.06K	0
UNH Unitedhealth Group Inc	$694K	2.23K	2.23K	0
SPDR Ser TR (S&P 600 SMCP GRW)	$643K	10.89K	11.14K	-2.3
GOOG Alphabet Inc (CAP STK CL C)	$582K	396	371	+6.7
IBB Ishares TR (RUS 1000 GRW ETF)	$568K	2.62K	2.83K	-7.6
SPDR Index SHS FDS	$552K	18.85K	20.48K	-7.9
Vanguard Index FDS	$521K	2.29K	2.32K	-1.4
CAT Caterpillar Inc Del	$512K	3.43K	3.82K	-10.1
SPDR Ser TR (PRTFLO S&P500 GW)	$509K	10.17K	10.09K	+0.7
FNDF Schwab Strategic TR (EMRG MKTEQ ETF)	$496K	18.54K	18.59K	-0.2
HON Honeywell Intl Inc	$487K	2.96K	3.02K	-2.2
HD Home Depot Inc	$476K	1.71K	1.62K	+5.5
AMGN Amgen Inc	$469K	1.85K	1.85K	0
CVX Chevron Corp New	$461K	6.4K	6.74K	-5.0
KO Coca Cola Co	$447K	9.06K	8.96K	+1.1
T At&t Inc	$445K	15.62K	15.55K	+0.5
Vanguard Tax-managed Intl FD	$439K	10.73K	10.69K	+0.4
PEP Pepsico Inc	$438K	3.16K	3.19K	-0.9
IBB Ishares TR (BARCLAYS 7 10 YR)	$433K	3.56K	903	+293.7