ASRT Assertio


Data from SEC filings
Employee count

ESG framework mentions

In last year of SEC filings
Sustainability Accounting Standards Board (SASB)
No mentions
Global Reporting Initiative (GRI)
No mentions
Task Force on Climate-related Financial Disclosures (TCFD)
No mentions
UN Sustainable Development Goals (SDGs)
No mentions

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM

On May 11, 2021, the Company held its 2021 Annual Meeting (the “2021 Annual Meeting”). At the 2021 Annual Meeting, the stockholders voted on the following proposals:

Proposal 1: To elect five directors to hold office until the 2022 Annual Meeting of Stockholders. The votes on Proposal 1 were as follows:

Shares Voted ForShares Voted AgainstAbstentionsBroker Non-Votes
Peter D. Staple46,745,4463,858,3772,104,16534,573,802
Heather L. Mason47,069,4693,583,1772,055,34234,573,802
William T. McKee44,084,9506,605,6892,017,34934,573,802
Daniel A. Peisert44,075,5894,109,9454,522,45434,573,802
James L. Tyree44,293,1736,353,3062,061,50934,573,802

Proposal 2: To approve an amendment to the Company’s certificate of incorporation to effect a reverse stock split and proportionally reduce the number of authorized shares of common stock. Proposal 2 is separate and distinct from the 2020 Reverse Split discussed under