first trust portfolios l.p. and first trust advisors l.p.("first trust") were founded in 1991 with a mission to offer investors a better way to invest. we are single-minded about providing trusted investment products and advisory services. we're inspired every day by how financial advisors and their customers use our products and services to define goals, solve problems and develop long-term strategies. everyone in our company is encouraged to work diligently and respectfully to deliver superior products, services and results that will contribute to the prosperity of our clients. our approach is simple, and our company was built with these core principles in mind: - know what you own - invest for the long-term - employ discipline - re-balance - control taxes we are committed to providing original ideas, inventive products and the highest level of service. disclaimer: this content is for information purposes only and should not be considered an offer to purchase or sell any security. t
Company profile
Ticker
FTHY
Exchange
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
FTHY stock data
Latest filings (excl ownership)
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Feb 24
8-K
Regulation FD Disclosure
13 Nov 23
8-K
First Trust Announces Appointment of New Trustee for Funds
12 Sep 23
N-PX
Annual report of proxy voting record
10 Aug 23
N-CSR
Certified annual shareholder report (management investment company)
4 Aug 23
DEF 14A
Definitive proxy
3 Aug 23
N-CEN
Annual report (registered investment company)
2 Aug 23
8-K
First Trust Closed-End Funds Announce Board’s Decision to Rescind the Funds’ Control Share By-Law
23 Jun 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Feb 23
8-K
Regulation FD Disclosure
2 Nov 22
Latest ownership filings
4
JAMES A BOWEN
15 Apr 24
4
WILLIAM A HOUSEY JR
11 Apr 24
4
DANIEL J LINDQUIST
9 Apr 24
4
JAMES A BOWEN
4 Apr 24
4
JAMES A BOWEN
27 Mar 24
SC 13G/A
MORGAN STANLEY
8 Feb 24
NPORT-P
First Trust High Yield Opportunities 2027 Term Fund (Nov 2023 report)
23 Jan 24
NPORT-P
First Trust High Yield Opportunities 2027 Term Fund (Aug 2023 report)
26 Oct 23
3
Bronwyn Wright
12 Sep 23
NPORT-P
First Trust High Yield Opportunities 2027 Term Fund (May 2023 report)
24 Jul 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
First Trust High Yield Opportunities 2027 Term Fund | – | -2.19 | -2.85 | 7.03 | 716.95 mm | 209 | Nov 2023 |
Institutional ownership, Q2 2023
36.7% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 72 |
Opened positions | 7 |
Closed positions | 5 |
Increased positions | 26 |
Reduced positions | 26 |
13F shares | Current |
---|---|
Total value | 154.05 bn |
Total shares | 13.51 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
MS Morgan Stanley | 3.32 mm | $45.58 bn |
Rivernorth Capital Management | 1.41 mm | $19.35 bn |
Kennedy Investment | 1.02 mm | $14.06 bn |
Punch & Associates Investment Management | 872.42 k | $11.97 bn |
City Of London Investment Management | 686.55 k | $9.41 bn |
Commonwealth Equity Services | 644.96 k | $8.85 mm |
Penserra Capital Management | 530.23 k | $7.21 mm |
Arete Wealth Management | 523.40 k | $7.18 mm |
Sit Investment Associates | 377.88 k | $5.19 mm |
D.a. Davidson & Co. | 366.81 k | $5.03 bn |