Latest filings (excl ownership)
8-K
Departure of Directors or Certain Officers
9 May 24
EFFECT
Notice of effectiveness
26 Apr 24
S-1/A
IPO registration (amended)
23 Apr 24
DEF 14C
Information statement
22 Apr 24
8-K
Changes in Registrant's Certifying Accountant
19 Apr 24
S-1
IPO registration
16 Apr 24
10-K
2023 FY
Annual report
16 Apr 24
PRE 14C
Preliminary information
12 Apr 24
8-K/A
Entry into a Material Definitive Agreement
5 Apr 24
8-K
Applied UV, Inc. Announces Pricing of $2.76 Million Registered Direct and Private Placement Priced at the Market Under Nasdaq Rules
2 Apr 24
NT 10-K
Notice of late annual filing
1 Apr 24
424B5
Prospectus supplement for primary offering
29 Mar 24
8-K
Entry into a Material Definitive Agreement
15 Mar 24
8-K
Departure of Directors or Certain Officers
15 Feb 24
DEF 14C
Information statement
26 Dec 23
8-K
Applied UV Announces 1-for-25 Reverse Stock Split
18 Dec 23
PRE 14C
Preliminary information
14 Dec 23
8-K
Applied UV Announces Pricing of $6.4 Million Upsized Underwritten Public Offering
17 Nov 23
10-Q
2023 Q2
Quarterly report
17 Nov 23
424B4
Prospectus supplement with pricing info
15 Nov 23
S-1MEF
Registration of additional securities for an S-1
14 Nov 23
EFFECT
Notice of effectiveness
14 Nov 23
NT 10-Q
Notice of late quarterly filing
13 Nov 23
S-1/A
IPO registration (amended)
9 Nov 23
S-1/A
IPO registration (amended)
8 Nov 23
8-K
Entry into a Material Definitive Agreement
1 Nov 23
S-1/A
IPO registration (amended)
27 Oct 23
S-1
IPO registration
5 Oct 23
DEF 14C
Information statement
2 Oct 23
UPLOAD
Letter from SEC
29 Sep 23
PRER14C
Preliminary revised information
25 Sep 23
CORRESP
Correspondence with SEC
25 Sep 23
UPLOAD
Letter from SEC
1 Sep 23
PRE 14C
Preliminary information
28 Aug 23
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
28 Aug 23
10-Q
2023 Q2
Quarterly report
18 Aug 23
NT 10-Q
Notice of late quarterly filing
15 Aug 23
8-K
Other Events
23 Jun 23
424B4
Prospectus supplement with pricing info
20 Jun 23
EFFECT
Notice of effectiveness
16 Jun 23
Latest ownership filings
SC 13G
Streeterville Capital LLC
21 Aug 23
4
Laurie Munn
21 Jul 23
4
JOSEPH FELLIPUS PETER LUHUKAY
15 Feb 23
4
Eugene Burleson
15 Feb 23
4
Dallas Christian Hack
15 Feb 23
4
MONICA L WOO
10 Feb 23
5
MONICA L WOO
10 Feb 23
SC 13G
Lawrence Andrew Webb
7 Feb 23
SC 13D
STERN BRIAN ANDREW
6 Feb 23
3
BRIAN ANDREW STERN
6 Feb 23
3
MONICA L WOO
29 Sep 22
3
JOSEPH FELLIPUS PETER LUHUKAY
29 Sep 22
3
JOHN FAY ANDREWS
2 May 22
5
Max Munn
14 Feb 22
5
EUGENE A BAUER
14 Feb 22
5
ALASTAIR J CLEMOW
14 Feb 22
5
Eugene Burleson
14 Feb 22
5
JOEL S KANTER
14 Feb 22
5
Dallas Christian Hack
14 Feb 22
3
MICHAEL GERARD RICCIO
25 Jan 22
3/A
JOHN JAMES HAYMAN III
25 Jan 22
3
JOHN JAMES HAYMAN III
12 Jan 22
4
Max Munn
22 Dec 21
4
Max Munn
20 Dec 21
4
Max Munn
4 Jun 21
3
Eugene Burleson
22 Oct 20
3
Max Munn
29 Sep 20
3
JOEL S KANTER
29 Sep 20
3
EUGENE A BAUER
29 Sep 20
3
Dallas Christian Hack
29 Sep 20
3
ALASTAIR J CLEMOW
29 Sep 20
3
James Doyle
29 Sep 20
3
Keyoumars Saeed
29 Sep 20
3
Laurie Munn
29 Sep 20