Latest filings (excl ownership)
10-Q
2024 Q1
Quarterly report
9 May 24
8-K
Results of Operations and Financial Condition
7 May 24
ARS
2023 FY
Annual report to shareholders
26 Apr 24
DEFA14A
Additional proxy soliciting materials
26 Apr 24
DEF 14A
Definitive proxy
26 Apr 24
8-K
Investor Presentation April 2024
10 Apr 24
8-K
Regulation FD Disclosure
8 Apr 24
10-K
2023 FY
Annual report
27 Mar 24
424B3
Prospectus supplement
14 Mar 24
EFFECT
Notice of effectiveness
8 Mar 24
8-K
Results of Operations and Financial Condition
7 Mar 24
POS AM
Prospectus update (post-effective amendment)
7 Dec 23
8-K
Investor Presentation December 2023
6 Dec 23
10-Q
2023 Q3
Quarterly report
9 Nov 23
8-K
Results of Operations and Financial Condition
9 Nov 23
8-K
Results of Operations and Financial Condition
18 Oct 23
POS AM
Prospectus update (post-effective amendment)
10 Oct 23
8-K
Departure of Directors or Certain Officers
14 Sep 23
10-Q
2023 Q2
Quarterly report
9 Aug 23
8-K
Results of Operations and Financial Condition
9 Aug 23
8-K
Entry into a Material Definitive Agreement
25 Jul 23
8-K
Submission of Matters to a Vote of Security Holders
8 Jun 23
S-8
Registration of securities for employees
11 May 23
10-Q
2023 Q1
Quarterly report
11 May 23
8-K
Results of Operations and Financial Condition
11 May 23
ARS
2022 FY
Annual report to shareholders
28 Apr 23
DEFA14A
Additional proxy soliciting materials
27 Apr 23
DEF 14A
Definitive proxy
27 Apr 23
10-K
2022 FY
Annual report
28 Mar 23
8-K
Results of Operations and Financial Condition
23 Mar 23
UPLOAD
Letter from SEC
22 Mar 23
10-K/A
2021 FY
Annual report (amended)
21 Mar 23
8-K
Entry into a Material Definitive Agreement
20 Dec 22
CORRESP
Correspondence with SEC
16 Dec 22
8-K
Results of Operations and Financial Condition
8 Dec 22
UPLOAD
Letter from SEC
1 Dec 22
424B3
Prospectus supplement
10 Nov 22
10-Q
2022 Q3
Quarterly report
9 Nov 22
Latest ownership filings
4
Todd G. Schwartz
30 Apr 24
4
Todd G. Schwartz
22 Apr 24
4
Pamela D. Johnson
17 Apr 24
4
Christopher J. McKay
17 Apr 24
4
Christopher J. McKay
3 Apr 24
4
Pamela D. Johnson
3 Apr 24
4
Todd G. Schwartz
15 Mar 24
4
Todd G. Schwartz
5 Mar 24
SC 13G/A
Ionic Capital Management LLC
14 Feb 24
SC 13G/A
Walleye Capital LLC
14 Feb 24
SC 13G/A
LMR Partners LLP
12 Feb 24
4
Pamela D. Johnson
12 Feb 24
4
Christopher J. McKay
12 Feb 24
4
Christopher J. McKay
24 Jan 24
4
Pamela D. Johnson
24 Jan 24
4
Todd G. Schwartz
12 Jan 24
4
Todd G. Schwartz
15 Dec 23
4
Todd G. Schwartz
12 Dec 23
144
Notice of proposed sale of securities
5 Dec 23
144
Notice of proposed sale of securities
5 Dec 23
4
Todd G. Schwartz
4 Dec 23
4
Christopher J. McKay
27 Nov 23
4
Pamela D. Johnson
27 Nov 23
4
Christopher J. McKay
24 Nov 23
4
Pamela D. Johnson
24 Nov 23
4
Todd G. Schwartz
24 Nov 23
144
Notice of proposed sale of securities
24 Nov 23
144
Notice of proposed sale of securities
24 Nov 23
144
Notice of proposed sale of securities
22 Nov 23
144
Notice of proposed sale of securities
22 Nov 23
4
David Vennettilli
15 Nov 23
144
Notice of proposed sale of securities
14 Nov 23
144
Notice of proposed sale of securities
13 Nov 23
4
Todd G. Schwartz
13 Oct 23
4
Todd G. Schwartz
2 Oct 23
4
Todd G. Schwartz
12 Sep 23
4
Todd G. Schwartz
23 Aug 23
4
Jocelyn Moore
24 Jul 23
144
Notice of proposed sale of securities
20 Jul 23
4
Todd G. Schwartz
14 Jul 23