Company profile

Ticker
CAT
Exchange
CEO
Donald James Umpleby
Employees
Incorporated in
Location
Fiscal year end
SEC CIK
IRS number
370602744

CAT stock data

(
)

Calendar

6 May 20
2 Jul 20
31 Dec 20

News

Company financial data Financial data

Quarter (USD) Mar 20 Dec 19 Sep 19 Jun 19
Revenue 10.64B 13.14B 12.76B 14.43B
Net income 1.09B 1.1B 1.49B 1.62B
Diluted EPS 1.98 1.97 2.66 2.83
Net profit margin 10.28% 8.35% 11.71% 11.22%
Operating income 1.4B 1.85B 2.02B 2.21B
Net change in cash -1.16B 378M 477M 301M
Cash on hand 7.12B 8.28B 7.91B 7.43B
Cost of revenue 7.27B 9.12B 8.57B 9.94B
Annual (USD) Dec 19 Dec 18 Dec 17 Dec 16
Revenue 53.8B 54.72B 45.46B 38.54B
Net income 6.09B 6.15B 759M -59M
Diluted EPS 10.74 10.26 1.26 -0.11
Net profit margin 11.33% 11.23% 1.67% -0.15%
Operating income 8.29B 8.29B 4.46B 1.16B
Net change in cash 427M -404M 1.09B 708M
Cash on hand 8.28B 7.86B 8.26B 7.17B
Cost of revenue 36.63B 37B 31.26B 28.04B

Financial data from Caterpillar earnings reports

Date Owner Security Transaction Code $Price #Shares $Value #Remaining
30 Jun 20 Miles D White Phantom Stock Units Common Stock Grant Aquire A 125.54 349 43.81K 11,673
30 Jun 20 Susan C Schwab Phantom Stock Units Common Stock Grant Aquire A 125.54 299 37.54K 14,672
30 Jun 20 Juan Gallardo Phantom Stock Units Common Stock Grant Aquire A 125.54 299 37.54K 34,128
30 Jun 20 David L Calhoun Phantom Stock Units Common Stock Grant Aquire A 125.54 438 54.99K 16,671
26 Jun 20 Lange Bob De Phantom Stock Units Common Stock Grant Aquire A 122.39 63 7.71K 5,421
66.8% owned by funds/institutions
13F holders
Current Prev Q Change
Total holders 1462 1634 -10.5%
Opened positions 99 266 -62.8%
Closed positions 271 104 +160.6%
Increased positions 545 501 +8.8%
Reduced positions 611 595 +2.7%
13F shares
Current Prev Q Change
Total value 446.39B 542.66B -17.7%
Total shares 361.48M 369.39M -2.1%
Total puts 9.85M 10.6M -7.1%
Total calls 6.56M 9.82M -33.1%
Total put/call ratio 1.5 1.1 +39.0%
Largest owners
Shares Value Change
Vanguard 50.13M $5.82B +2.0%
STT State Street 44.52M $5.17B -0.6%
BLK BlackRock 34.84M $4.04B +0.8%
State Farm Mutual Automobile Insurance 19.19M $2.23B 0.0%
Bill & Melinda Gates Foundation Trust 11.26M $1.31B 0.0%
BAC Bank of America 7.97M $925.13M +3.0%
Primecap Management 7.79M $904.23M -15.9%
Geode Capital Management 7.69M $890.35M +1.4%
Sanders Capital 7.15M $967.88M -0.1%
NTRS Northern Trust 6.79M $787.48M -0.8%
Largest transactions
Shares Bought/sold Change
Norges Bank 0 -5.11M EXIT
MCQEF Macquarie 3.31M +3.23M +3922.1%
Capital International Investors 4.96M +2.16M +77.1%
N Price T Rowe Associates 1.76M -1.64M -48.1%
Capital World Investors 1.51M -1.63M -52.0%
Primecap Management 7.79M -1.48M -15.9%
AMP Ameriprise Financial 1.96M -1.13M -36.5%
IVZ Invesco 3.44M +1.07M +45.3%
Wellington Management 6.74M +1.02M +17.9%
Boston Partners 1.46M +1.01M +226.7%

Financial report summary

?
Risks
  • Our business and the industries we serve are highly sensitive to global and regional economic conditions.
  • Commodity price changes, material price increases, fluctuations in demand for our products, significant disruptions to our supply chains or significant shortages of material may adversely impact our financial results or our ability to meet commitments to customers.
  • Our global operations are exposed to political and economic risks, commercial instability and events beyond our control in the countries in which we operate.
  • The success of our business depends on our ability to develop, produce and market quality products that meet our customers’ needs.
  • We operate in a highly competitive environment, which could adversely affect our sales and pricing.
  • Increased information technology security threats and more sophisticated computer crime pose a risk to our systems, networks, products and services.
  • Our business is subject to the inventory management decisions and sourcing practices of our dealers and our OEM customers.
  • We may not realize all of the anticipated benefits of our acquisitions, joint ventures or divestitures, or these benefits may take longer to realize than expected.
  • Union disputes or other labor matters could adversely affect our operations and financial results.
  • Unexpected events may increase our cost of doing business or disrupt our operations.
  • Disruptions or volatility in global financial markets could limit our sources of liquidity, or the liquidity of our customers, dealers and suppliers.
  • Failure to maintain our credit ratings would increase our cost of borrowing and could adversely affect our cost of funds, liquidity, competitive position and access to capital markets.
  • Our Financial Products segment is subject to risks associated with the financial services industry.
  • Changes in interest rates or market liquidity conditions could adversely affect Cat Financial's and our earnings and/or cash flow.
  • An increase in delinquencies, repossessions or net losses of Cat Financial customers could adversely affect its results.
  • Currency exchange rate fluctuations affect our results of operations.
  • Restrictive covenants in our debt agreements could limit our financial and operating flexibility.
  • Sustained increases in funding obligations under our pension plans may impair our liquidity or financial condition.
  • Our global operations are subject to a wide-range of trade and anti-corruption laws and regulations.
  • International trade policies may impact demand for our products and our competitive position.
  • We may incur additional tax expense or become subject to additional tax exposure.
  • Costs associated with lawsuits or investigations or adverse rulings in enforcement or other legal proceedings may have an adverse effect on our results of operations.
  • New regulations or changes in financial services regulation could adversely impact Caterpillar and Cat Financial.
  • We are subject to stringent environmental laws and regulations that impose significant compliance costs.
Content analysis ?
Positive
Negative
Uncertain
Constraining
Legalese
Litigous
Readability
8th grade Avg
New words: antidilutive, assurance, Bank, brand, bring, chain, cleaning, context, country, difficulty, disinfecting, distancing, elevated, employed, essential, evolve, exceeded, face, factor, factual, fine, fluidity, frequency, IBAMA, immaterial, magnitude, member, mentioned, network, notice, outbreak, pandemic, Piracicaba, prioritizing, rapid, receipt, registered, regulatory, reopened, repossession, Reserve, resolution, reversion, salary, sensitive, shelter, situation, social, sponsored, spread, temporarily, travel, uncollected, uncollectible, unemployment, unsecured, warranted, weak, workforce, written, xxvii
Removed: achieved, achievement, age, announced, apply, Belgium, burden, classification, closely, commencement, configuration, derecognized, Downer, ECM, eligibility, emergence, enhancement, ensure, equivalent, European, evaluate, exemption, extend, February, feller, final, footprint, forestry, fulfill, gathered, good, identifying, impairment, imprecision, improved, improvement, inflation, initially, knuckleboom, largest, leased, lend, lessee, lessor, LLC, low, measuring, met, monitored, occurred, older, opening, optional, Pacific, package, paragraph, pattern, penalty, projected, prorated, proration, PRSU, qualify, qualifying, quotation, recasted, refinanced, regular, release, remarketing, repaid, repay, residual, retail, retirement, review, scale, scheduled, scope, segregated, separate, significance, skip, slightly, standby, stated, summarize, survey, transition, usage, vest, vesting, warehouse