Latest filings (excl ownership)
424B3
Prospectus supplement
9 May 24
8-K
Regulation FD Disclosure
9 May 24
10-Q
2024 Q3
Quarterly report
9 May 24
424B3
Prospectus supplement
13 Feb 24
10-Q
2024 Q2
Quarterly report
8 Feb 24
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
11 Jan 24
8-K
Regulation FD Disclosure
8 Jan 24
8-K
Alliance Entertainment Announces Closing of New 3-Year $120 Million Senior Secured Credit Facility
26 Dec 23
424B3
Prospectus supplement
14 Nov 23
424B3
Prospectus supplement
14 Nov 23
8-K
Regulation FD Disclosure
13 Nov 23
10-Q
2023 Q1
Quarterly report
9 Nov 23
EFFECT
Notice of effectiveness
1 Nov 23
8-K
Departure of Directors or Certain Officers
26 Oct 23
POS AM
Prospectus update (post-effective amendment)
23 Oct 23
424B3
Prospectus supplement
23 Oct 23
424B3
Prospectus supplement
18 Oct 23
8-K
Regulation FD Disclosure
18 Oct 23
10-K
2023 FY
Annual report
18 Oct 23
424B3
Prospectus supplement
14 Sep 23
8-K
Entry into a Material Definitive Agreement
14 Sep 23
NT 10-K
Notice of late annual filing
13 Sep 23
8-K
Alliance Entertainment Investor Presentation July 2023
14 Jul 23
8-K
Alliance Entertainment Announces Closing of Public Offering
6 Jul 23
424B4
Prospectus supplement with pricing info
30 Jun 23
424B4
Prospectus supplement with pricing info
30 Jun 23
EFFECT
Notice of effectiveness
30 Jun 23
CERT
Certification of approval for exchange listing
29 Jun 23
8-A12B
Registration of securities on exchange
29 Jun 23
CORRESP
Correspondence with SEC
28 Jun 23
CORRESP
Correspondence with SEC
28 Jun 23
CORRESP
Correspondence with SEC
28 Jun 23
CORRESP
Correspondence with SEC
23 Jun 23
CORRESP
Correspondence with SEC
23 Jun 23
S-1/A
IPO registration (amended)
22 Jun 23
S-1/A
IPO registration (amended)
16 Jun 23
8-K
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
12 Jun 23
S-1/A
IPO registration (amended)
6 Jun 23
8-K
Alliance Entertainment Reports Third Quarter and Nine Month Fiscal 2023 Financial Results
22 May 23
10-Q
2023 Q3
Quarterly report
22 May 23
Latest ownership filings
4
Bruce A Ogilvie Jr
25 Apr 24
SC 13G/A
Radcliffe Capital Management, L.P.
14 Feb 24
SC 13G/A
Hudson Bay Capital Management LP
2 Feb 24
4
Walter Tommy Donaldson III
5 Jul 23
4
Thomas M Finke
5 Jul 23
4
Bruce A Ogilvie Jr
5 Jul 23
4
Jeffrey Clinton Walker
5 Jul 23
4
Terilea J Wielenga
20 Jun 23
4
Chris Nagelson
20 Jun 23
4
John Edwin Kutch
20 Jun 23
SC 13D
Ogilvie Bruce Airlie III
13 Mar 23
SC 13D
Walker Jeffrey Clinton
13 Mar 23
SC 13D
Ogilvie Bruce A Jr
13 Mar 23
SC 13G/A
Karpus Management, Inc.
10 Mar 23
SC 13G/A
Karpus Management, Inc.
14 Feb 23
SC 13G/A
MMCAP International Inc. SPC
14 Feb 23
SC 13G/A
CVI Investments, Inc.
14 Feb 23
SC 13G
Radcliffe Capital Management, L.P.
14 Feb 23
3
Bruce A Ogilvie Jr
13 Feb 23
3
John Edwin Kutch
13 Feb 23
3
Jeffrey Clinton Walker
13 Feb 23
3
Terilea J Wielenga
13 Feb 23
3
Chris Nagelson
13 Feb 23
3
PAUL EIBELER
13 Feb 23
4
Walter Tommy Donaldson III
13 Feb 23
4
Thomas M Finke
13 Feb 23
4
Paul G Porter
13 Feb 23
4
Change in insider ownership
13 Feb 23
SC 13G/A
Hudson Bay Capital Management LP
6 Feb 23
SC 13G/A
JPMORGAN CHASE & CO
3 Jun 22
SC 13G
Karpus Management, Inc.
14 Feb 22
SC 13G/A
MMCAP International Inc. SPC
4 Feb 22
SC 13G
Hudson Bay Capital Management LP
2 Feb 22
SC 13G
JPMORGAN CHASE & CO
19 Jan 22
SC 13G
MMCAP International Inc. SPC
6 Jul 21
SC 13G
CVI Investments, Inc.
19 Feb 21
3
Initial statement of insider ownership
8 Feb 21
3
Frank Quintero
8 Feb 21
3
Walter Tommy Donaldson III
8 Feb 21
3
Dylan Glenn
8 Feb 21