Wolff Wiese Magana is an investment advisor in Carslbad with $341.28 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
452548834
SEC advisor number
801-72588
FINRA CRD number
157620
AUM ?
$341.28 mm
(as of 14 Jul 22)
Accounts
1,560
(as of 14 Jul 22)
Employees
7
(5 investment advisory or research)
Office hours
Monday - Friday, 6:30AM - 4:00PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Wolff, Steven, Ray | Managing Member | 07/2011 | 25-50% |
Magana, Catherine, Mary | Managing Member | 07/2011 | 25-50% |
Harmon, Kerry, Annette | Chief Compliance Officer | 07/2011 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
16 Jan 24
13F-HR
Quarterly holdings report by institutional manager
30 Oct 23
13F-HR
Quarterly holdings report by institutional manager
1 Aug 23
13F-HR
Quarterly holdings report by institutional manager
18 Apr 23
13F-HR
Quarterly holdings report by institutional manager
8 Feb 23
13F-HR
Quarterly holdings report by institutional manager
26 Oct 22
13F-HR
Quarterly holdings report by institutional manager
15 Jul 22
13F-HR
Quarterly holdings report by institutional manager
9 May 22
13F-HR
Quarterly holdings report by institutional manager
18 Jan 22
13F-HR/A
Quarterly holdings report by institutional manager (amended)
1 Nov 21