Marshall Financial is an investment advisor in Hunt Valley with $380.68 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
43849187
SEC advisor number
801-117820
FINRA CRD number
146362
AUM ?
$380.68 mm
(as of 8 Jun 23)
Accounts
1,628
(as of 8 Jun 23)
Employees
7
(7 investment advisory or research)
Office hours
Monday - Friday, BY APPOINTMENT
Brochures
- Individual Disclosure - Sheryl Parks (25 Jan 21)
- Individual Disclosure - A. Anthony Pugliese (25 Jan 21)
- Individual Disclosure - Andrew John Hasz (28 Feb 22)
- Individual Disclosure - John Russell Armstrong (21 Jul 22)
- Individual Disclosure - Peter Marshall (11 Oct 22)
- Dislosure Document for All Clients (8 Jun 23)
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Marshall, Peter, Andrew | President, Chief Compliance Officer | 10/2005 | > 75% |
Pugliese, Agostino, Anthony | Partner | 10/2021 | 10-25% |
Parks, Sheryl, Diane | Partner | 04/2021 | 10-25% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
19 Apr 24
13F-HR
Quarterly holdings report by institutional manager
10 Jan 24
13F-HR
Quarterly holdings report by institutional manager
19 Oct 23
13F-HR
Quarterly holdings report by institutional manager
17 Jul 23
13F-HR
Quarterly holdings report by institutional manager
18 Apr 23
13F-HR
Quarterly holdings report by institutional manager
1 Feb 23
13F-HR
Quarterly holdings report by institutional manager
12 Oct 22
13F-HR
Quarterly holdings report by institutional manager
25 Jul 22
13F-HR
Quarterly holdings report by institutional manager
10 May 22
13F-HR
Quarterly holdings report by institutional manager
27 Jan 22