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RWM Asset Management

RWM Asset Management is an investment advisor in Tavares with $785.25M assets under management.

Company profile

Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
461340579
SEC advisor number
801-79789
FINRA CRD number
171346
AUM ?
$785.25M (as of 25 Aug 21)
Accounts
2,321 (as of 25 Aug 21)
Employees
15 (12 investment advisory or research)
Office hours
Monday - Friday, 9:00 A.M.-5:00 P.M.
Owner Title From %Ownership
Ruggie, Thomas, Huey Trustee of the Thomas H. Ruggie Revocable Trust, Dated January 18, 2001, As Amended 07/2019 < 5%
Clark, Robert, Liddell Trustee of the Robert L. Clark Revocable Trust, Dated September 29, 2014, As Amended 09/2014 < 5%
Ruggie, Thomas, Huey Managing Member 05/2014 < 5%
Van Ore, Anthony, Franklin Chief Compliance Officer/chief Operating Officer 05/2020 < 5%
Good, Kimberly, Caris Partner 01/2021 < 5%
Panormos Capital Group, Inc. Owner 01/2021 > 75%
Thomas H. Ruggie Revocable Trust, Dated January 18, 2001, As Amended Owner 01/2021 > 75%
Robert L. Clark Revocable Trust, Dated September 29, 2014, As Amended Owner 01/2021

Investment data

Data from SEC filings
Regulatory AUM / Assets Under Management
Number of accounts
Number of employees
Top 50 of 519 long holdings
End of quarter 30 Sep 21
Value
 
#Shares
 
Prev Q
 
Change
%, QoQ
$20.43M 395.23K 445.36K -11.3
$18.62M 374.8K 368.82K +1.6
$18.28M 173.06K 199.1K -13.1
$14.53M 465.06K 504.44K -7.8
$14.4M 4.38K 4.6K -4.7
$12.13M 389.93K 377.32K +3.3
Vanguard Tax-managed Intl FD
$11.81M 233.93K 255.99K -8.6
$11.01M 333.06K 278.97K +19.4
$10.89M 267.32K 245.89K +8.7
$10.08M 251.41K 238.84K +5.3
$9.33M 126.21K 140.98K -10.5
Vanguard Specialized Funds
$9.31M 60.64K 61.57K -1.5
$8.88M 59.46K 57.84K +2.8
$8.65M 108.32K 91K +19.0
$8.36M 85.45K 94.42K -9.5
$8.3M 70.59K 70.51K +0.1
$7.98M 108.57K 120.11K -9.6
$7.95M 315.95K 350.59K -9.9
$7.85M 134.42K 125.93K +6.7
$7.48M 68.49K 63.07K +8.6
$7.21M 50.97K 54.03K -5.7
$7.02M 131.74K NEW
$6.61M 52.58K 49.53K +6.2
$6.58M 16 16 0
$6.24M 245.73K 232.91K +5.5
$6.22M 115.76K 109.49K +5.7
$6.21M 231.16K 213.63K +8.2
$6.06M 58.62K 58.71K -0.2
$6.02M 223.49K 240.01K -6.9
Vanguard Intl Equity Index F (FTSE EUROPE ETF)
$5.74M 87.4K 81.83K +6.8
$5.7M 20.88K 21.1K -1.0
Vanguard Intl Equity Index F (FTSE PACIFIC ETF)
$5.69M 70.2K 64.45K +8.9
$5.56M 114.04K 116.81K -2.4
$5.33M 1.99K 1.97K +1.3
$5.27M 14.72K 15.16K -2.9
$5.19M 52.01K 49.99K +4.1
Innovator Etfs TR II
$5.15M 213.91K 205.38K +4.1
$5.12M 101.25K 120.1K -15.7
Vanguard Intl Equity Index F (TT WRLD ST ETF)
$4.85M 47.67K 49.07K -2.9
$4.69M 10.88K 14.27K -23.8
$4.59M 123.77K 131.77K -6.1
$4.42M 68.85K 76.24K -9.7
$4.37M 15.51K 20.6K -24.7
$4.26M 84.16K 98.46K -14.5
$4.21M 166.34K 180.36K -7.8
$3.91M 62.33K 69.13K -9.8
$3.56M 129.76K 146.66K -11.5
First TR Exch Traded FD III
$3.48M 169.36K 128.08K +32.2
$2.95M 114.57K 97.1K +18.0
$2.72M 33.21K 32.13K +3.4
Holdings list only includes long positions. Only includes long positions.

Calendar

28 Nov 21
31 Dec 21

Financial reports

No filings

Current reports

No filings

Registration and prospectus

No filings

Proxies

No filings

Other

No filings