Cary Street Partners Asset Management is an investment advisor in Richmond with $1.29 bn assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
300993735
SEC advisor number
801-110994
FINRA CRD number
289178
AUM ?
$1.29 bn
(as of 27 Jun 23)
Accounts
2,739
(as of 27 Jun 23)
Employees
39
(11 investment advisory or research)
Office hours
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Cary Street Partners Financial LLC ("CSPF") | Owner | 05/2017 | > 75% |
Mitchell, Kevin, Lee | Chief Financial Officer, Director | 07/2017 | < 5% |
Schmuckler, Joseph, Redmond | Board Manager | 07/2017 | |
Herrick, Thomas, Owen | Board Manager; Chief Investment Officer, Managing Director (CSPF) | 08/2017 | < 5% |
Stewart, Douglas, Guy | Board Manager | 08/2017 | |
Slonecker, Derron, Scott | Board Manager | 08/2019 | |
Thompson, Jessica, Lacey | Board Manager; Chief Compliance Officer & Corporate Counsel, Managing Director (CSPF) | 11/2020 | < 5% |
Gallup, Wesley | Board Manager; Chief Operating Officer (CSPF) | 02/2021 | < 5% |
Tullidge, Thomas, Hogshead | Board Manager | 03/2021 | |
Hazel, Richard, Marshall | Board Manager | 12/2021 | |
Schmuckler, Joseph, Redmond | Chairman, Board Manager; Chief Executive Officer (CSPF) | 07/2015 | < 5% |
Bayne, Walter, Donald | Board Manager; President, Managing Director (CSPF) | 08/2017 | < 5% |
Tullidge, Thomas, Hogshead | Secretary/treasurer, Board Manager, Managing Director; Chief Strategy Officer, Legal and Finance (CSPF) | 10/2017 | < 5% |
Chen, Hsuehliang | Board Manager; Chief Technology Officer (CSPF) | 10/2016 | < 5% |
Tedesco, Maria, Pia | Board Manager | 06/2022 | |
Stockton, Katherine, Townshend | Board Manager | 05/2023 |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
5 Feb 24
13F-HR
Quarterly holdings report by institutional manager
13 Nov 23
13F-HR
Quarterly holdings report by institutional manager
10 Aug 23
13F-HR
Quarterly holdings report by institutional manager
12 May 23
13F-HR
Quarterly holdings report by institutional manager
14 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
15 Aug 22
13F-HR
Quarterly holdings report by institutional manager
16 May 22
13F-HR
Quarterly holdings report by institutional manager
14 Feb 22
13F-HR
Quarterly holdings report by institutional manager
15 Nov 21