Legacy Wealth Asset Management is an investment advisor in Woodbury with $355.70 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
844557824
SEC advisor number
801-118042
FINRA CRD number
306732
AUM ?
$355.70 mm
(as of 2 May 23)
Accounts
982
(as of 2 May 23)
Employees
10
(5 investment advisory or research)
Office hours
Monday - Friday, 8 AM - 5 PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Brocker, Michael, Douglas | CEO & Managing Member | 02/2020 | < 5% |
Brocker, Benjamin, Michael | CFO & Managing Member | 02/2020 | < 5% |
Brocker, Johnathan, Michael | Chief Compliance Officer & CIO | 10/2020 | < 5% |
Legacy Wealth, LLC | Managing Member | 02/2020 | > 75% |
Brocker, Michael, Douglas | Managing Member | 02/2020 | > 75% |
Brocker, Benjamin, Michael | Managing Member | 02/2020 | |
Brocker, Matthew, Michael | Managing Member | 02/2020 | |
Brocker, Joshua, Michael | Managing Member | 02/2020 | |
Brocker, Johnathan, Michael | Managing Member | 02/2020 |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
19 Apr 24
13F-HR
Quarterly holdings report by institutional manager
10 Jan 24
13F-HR
Quarterly holdings report by institutional manager
31 Oct 23
13F-HR
Quarterly holdings report by institutional manager
4 Aug 23
13F-HR
Quarterly holdings report by institutional manager
21 Apr 23
13F-HR
Quarterly holdings report by institutional manager
2 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Oct 22
13F-HR
Quarterly holdings report by institutional manager
18 Jul 22
13F-HR
Quarterly holdings report by institutional manager
12 May 22
13F-HR
Quarterly holdings report by institutional manager
10 Feb 22