SHF Holdings, Inc. is a smaller reporting company as defined by Rule 12b-2 of the Exchange Act and is not required to provide the information otherwise required with respect to market risk.
Company profile
Ticker
SHFS
Exchange
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
Former names
Northern Lights Acquisition Corp.
SEC CIK
Corporate docs
Subsidiaries
SHF, LLC • Rockview Digital Solutions, Inc. ...
IRS number
862409612
SHFS stock data
Latest filings (excl ownership)
8-K
Regulation FD Disclosure
14 Mar 24
8-K
Entry into a Material Definitive Agreement
4 Mar 24
8-K
Regulation FD Disclosure
11 Jan 24
S-8
Registration of securities for employees
29 Dec 23
8-K
Other Events
13 Dec 23
8-K
Results of Operations and Financial Condition
14 Nov 23
10-Q
2023 Q3
Quarterly report
14 Nov 23
8-K
Safe Harbor Financial Restructures Certain Deferred Consideration Obligations in Connection With 2022 Acquisition of Abaca
27 Oct 23
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
19 Sep 23
8-K
Regulation FD Disclosure
28 Aug 23
Latest ownership filings
SC 13G/A
Ionic Ventures, LLC
14 Feb 24
SC 13G/A
Atalaya Capital Management LP
14 Feb 24
SC 13G/A
M3 PARTNERS LP
14 Feb 24
SC 13G/A
Vellar Opportunities Fund Master, Ltd.
14 Feb 24
4
Sundie Seefried
18 Dec 23
4
Doug Fagan
18 Dec 23
4
Dan Roda
13 Dec 23
4
Jonathon Niehaus
12 Dec 23
4
Jonathan Summers
12 Dec 23
4
Donald Emmi
12 Dec 23
Financial summary
Quarter (USD) | Sep 23 | Jun 23 | Mar 23 | Dec 22 | |
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Revenue | |||||
Cost of revenue | |||||
Operating income | |||||
Operating margin | |||||
Net income | |||||
Net profit margin | |||||
Cash on hand | |||||
Change in cash | |||||
Diluted EPS |
Annual (USD) | Dec 22 | Dec 21 | |
---|---|---|---|
Revenue | |||
Cost of revenue | |||
Operating income | |||
Operating margin | |||
Net income | |||
Net profit margin | |||
Cash on hand | |||
Change in cash | |||
Diluted EPS |
Cash burn rate (est.) | Burn method: Change in cash | Burn method: Operating income | Burn method: FCF (opex + capex) | Last Q | Avg 4Q | Last Q | Avg 4Q | Last Q | Avg 4Q |
---|---|---|---|---|---|---|
Cash on hand (at last report) | 8.95 mm | 8.95 mm | 8.95 mm | 8.95 mm | 8.95 mm | 8.95 mm |
Cash burn (monthly) | (no burn) | (no burn) | 228.71 k | 5.60 mm | (no burn) | (no burn) |
Cash used (since last report) | n/a | n/a | 1.37 mm | 33.52 mm | n/a | n/a |
Cash remaining | n/a | n/a | 7.58 mm | -24.57 mm | n/a | n/a |
Runway (months of cash) | n/a | n/a | 33.1 | -4.4 | n/a | n/a |
Institutional ownership, Q3 2023
78.6% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 23 |
Opened positions | 4 |
Closed positions | 5 |
Increased positions | 3 |
Reduced positions | 5 |
13F shares | Current |
---|---|
Total value | 3.12 bn |
Total shares | 36.64 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Colorado Credit Union Partner | 21.62 mm | $0.00 |
M3F | 4.64 mm | $3.67 mm |
M3 Partners | 3.49 mm | $1.36 mm |
IOI Ionic Ventures | 1.90 mm | $1.71 mm |
Atalaya Capital Management | 1.52 mm | $1.20 bn |
Ayrton Capital | 1.18 mm | $930.82 mm |
Cohen & Co Financial Management | 971.20 k | $767.25 mm |
Vellar Opportunities Fund Master | 971.20 k | $0.00 |
Geode Capital Management | 92.20 k | $72.87 mm |
TD Waterhouse Canada | 55.00 k | $42.90 mm |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
14 Dec 23 | Doug Fagan | SHFS Class A Common Stock | Buy | Acquire P | No | No | 0.9723 | 15,000 | 14.58 k | 48,000 |
14 Dec 23 | Sundie Seefried | Class A Common Stock | Buy | Acquire P | No | No | 0 | 24,700 | 0.00 | 1,248,172 |
11 Dec 23 | Dan Roda | Class A Common Stock | Buy | Acquire P | No | No | 0.9999 | 1,000 | 999.90 | 928,869 |
11 Dec 23 | Sundie Seefried | Class A Common Stock | Buy | Acquire P | No | No | 0 | 5,200 | 0.00 | 1,223,472 |
11 Dec 23 | Jonathan Summers | Class A Common Stock | Buy | Acquire P | No | No | 0 | 3,000 | 0.00 | 151,128 |
8 Dec 23 | Sundie Seefried | Class A Common Stock | Buy | Acquire P | No | No | 0 | 3,700 | 0.00 | 1,218,272 |
8 Dec 23 | Jonathan Summers | Class A Common Stock | Buy | Acquire P | No | No | 0 | 5,000 | 0.00 | 148,128 |
Press releases
Safe Harbor Financial to Report Full Year 2023 Financial Results on Monday, April 1, 2024
25 Mar 24
Safe Harbor Financial to Present at the Banking Virtual Investor Conference March 14th
11 Mar 24
Safe Harbor Financial Originates $9 Million First Lien Secured Loan for Major, MSO-Operated Cultivation Facility in Denver, Colorado
4 Jan 24