Financial reports
10-K
2023 FY
Annual report
1 Apr 24
10-Q
2023 Q3
Quarterly report
14 Nov 23
10-Q
2023 Q2
Quarterly report
14 Aug 23
10-Q
2023 Q1
Quarterly report
15 May 23
10-K
2022 FY
Annual report
14 Apr 23
NT 10-K
Notice of late annual filing
30 Mar 23
10-Q
2022 Q3
Quarterly report
14 Nov 22
10-Q
2022 Q2
Quarterly report
22 Aug 22
NT 10-Q
Notice of late quarterly filing
15 Aug 22
10-Q
2022 Q1
Quarterly report
16 May 22
Current reports
8-K
Safe Harbor Financial Announces Appointment of CEO, Sundie Seefried to Board of Directors
15 Apr 24
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
8 Apr 24
8-K
Regulation FD Disclosure
2 Apr 24
8-K
Safe Harbor Financial Announces Fourth Quarter and Year-End 2023 Results
1 Apr 24
8-K
Regulation FD Disclosure
14 Mar 24
8-K
Entry into a Material Definitive Agreement
4 Mar 24
8-K
Regulation FD Disclosure
11 Jan 24
8-K
Other Events
13 Dec 23
8-K
Results of Operations and Financial Condition
14 Nov 23
8-K
Safe Harbor Financial Restructures Certain Deferred Consideration Obligations in Connection With 2022 Acquisition of Abaca
27 Oct 23
Registration and prospectus
S-8
Registration of securities for employees
29 Dec 23
424B3
Prospectus supplement
17 Mar 23
424B3
Prospectus supplement
14 Mar 23
424B3
Prospectus supplement
7 Feb 23
424B4
Prospectus supplement with pricing info
9 Dec 22
D
$21.00 mm in equity, sold $8.40 mm, 40 investors
22 Nov 22
S-1/A
IPO registration (amended)
22 Nov 22
D
$20.45 mm in equity / options, sold $20.45 mm, 19 investors
13 Oct 22
S-1
IPO registration
7 Oct 22
25-NSE
Exchange delisting
28 Sep 22
Proxies
DEF 14A
Definitive proxy
28 Apr 23
DEF 14A
Definitive proxy
10 Jan 23
PRE 14A
Preliminary proxy
23 Dec 22
DEFA14A
Additional proxy soliciting materials
23 Sep 22
DEFA14A
Additional proxy soliciting materials
21 Sep 22
DEFA14A
Additional proxy soliciting materials
19 Sep 22
DEFA14A
Additional proxy soliciting materials
28 Jun 22
DEFA14A
Additional proxy soliciting materials
24 Jun 22
DEFA14A
Additional proxy soliciting materials
17 Jun 22
DEFA14A
Additional proxy soliciting materials
14 Jun 22
Other
EFFECT
Notice of effectiveness
12 Dec 22
CORRESP
Correspondence with SEC
7 Dec 22
CORRESP
Correspondence with SEC
22 Nov 22
UPLOAD
Letter from SEC
28 Oct 22
UPLOAD
Letter from SEC
10 Jun 22
CORRESP
Correspondence with SEC
9 Jun 22
UPLOAD
Letter from SEC
8 Jun 22
CORRESP
Correspondence with SEC
27 May 22
UPLOAD
Letter from SEC
12 May 22
EFFECT
Notice of effectiveness
24 Jun 21
Ownership
SC 13G/A
Ionic Ventures, LLC
14 Feb 24
SC 13G/A
Atalaya Capital Management LP
14 Feb 24
SC 13G/A
M3 PARTNERS LP
14 Feb 24
SC 13G/A
Vellar Opportunities Fund Master, Ltd.
14 Feb 24
4
Sundie Seefried
18 Dec 23
4
Doug Fagan
18 Dec 23
4
Dan Roda
13 Dec 23
4
Jonathon Niehaus
12 Dec 23
4
Jonathan Summers
12 Dec 23
4
Donald Emmi
12 Dec 23