Prentice Wealth Management is an investment advisor in Rochester with $295.26 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
364624650
SEC advisor number
801-76490
FINRA CRD number
160052
AUM ?
$295.26 mm
(as of 13 Apr 23)
Accounts
1,314
(as of 13 Apr 23)
Employees
12
(5 investment advisory or research)
Office hours
Monday - Friday, 8:30 - 4:30
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Prentice, William, James | Chief Compliance Officer/managing Member | 01/2012 | > 75% |
Tesoro, Shawn, Stephen | Chief Investment Officer/ Part Owner | 01/2018 | 25-50% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
12 Apr 24
13F-HR
Quarterly holdings report by institutional manager
10 Jan 24
13F-HR
Quarterly holdings report by institutional manager
13 Oct 23
13F-HR
Quarterly holdings report by institutional manager
6 Jul 23
13F-HR
Quarterly holdings report by institutional manager
14 Apr 23
13F-HR
Quarterly holdings report by institutional manager
18 Jan 23
13F-HR
Quarterly holdings report by institutional manager
31 Oct 22
13F-HR
Quarterly holdings report by institutional manager
31 Oct 22
13F-HR
Quarterly holdings report by institutional manager
19 Oct 22
13F-HR
Quarterly holdings report by institutional manager
28 Jul 22