Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
463055602
SEC advisor number
801-117798
FINRA CRD number
168500
AUM ?
$178.39 mm
(as of 18 Mar 24)
Accounts
1,085
(as of 18 Mar 24)
Employees
4
(4 investment advisory or research)
Brochures
- Adv Part 2B - Sriraman Kempe (22 Jan 21)
- Adv 2B Foster (22 Jan 21)
- Adv Part 2B - Johnathan Inzero (22 Jan 21)
- Adv 2B Bromley (22 Jan 21)
- Adv 2B Schmidt (22 Jan 21)
- Adv Part 2B - Sriraman Kempe (22 Jan 21)
- Adv 2B Foster (22 Jan 21)
- Adv Part 2B - Johnathan Inzero (22 Jan 21)
- Adv 2B Bromley (22 Jan 21)
- Adv 2B Schmidt (22 Jan 21)
- Adv Part 2A (7 Mar 23)
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
8 Feb 24
13F-HR
Quarterly holdings report by institutional manager
23 Oct 23
13F-HR
Quarterly holdings report by institutional manager
13 Jul 23
13F-HR
Quarterly holdings report by institutional manager
25 Apr 23
13F-HR
Quarterly holdings report by institutional manager
17 Jan 23
13F-HR
Quarterly holdings report by institutional manager
18 Oct 22
13F-HR
Quarterly holdings report by institutional manager
11 Jul 22
13F-HR
Quarterly holdings report by institutional manager
18 Apr 22
13F-HR
Quarterly holdings report by institutional manager
13 Jan 22
13F-HR
Quarterly holdings report by institutional manager
28 Oct 21