Endowment Wealth Management is a fund manager in Appleton with $296.25 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
Industry
SEC CIK
IRS number
391849798
SEC advisor number
801-112413
FINRA CRD number
108652
AUM ?
$296.25 mm
(as of 30 Jun 23)
Accounts
1,546
(as of 30 Jun 23)
Employees
12
(8 investment advisory or research)
Office hours
Monday - Friday, 8:00 AM TO 5:00 PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Mehrotra, Prateek, NMN | Shareholder/vice President/ Secretary/ Chief Investment Officer | 02/2013 | 10-25% |
Riedl, Robert, Louis | Shareholder/president/ Chief Financial Officer/ Treasurer/ Director of Wealth Management/ Chief Compliance Officer | 02/2013 | 10-25% |
Orth, Wendy, Stephenson | Shareholder | 12/2015 | 5-10% |
0913, LLC | Shareholder | 09/2013 | 10-25% |
Thiel, Todd, Charles | Member | 11/2013 | > 75% |
Othmar Group, LLC | Shareholder | 09/2014 | 5-10% |
Larry L. Rice and Nancy E. Rice Joint Revocable Living Trust | Shareholder | 05/2016 | 10-25% |
Stephenson, Roland, Glen | Limited Partner | 11/2021 | 25-50% |
Stephenson, Sue, Ellen | Limited Partner | 11/2021 | 25-50% |
Rice, Larry, Lee | Trustee | 12/2012 | 50-75% |
Rice, Nancy, Eileen | Trustee | 12/2012 | 50-75% |
Gehl, Paul, Othmar | Managing Member | 02/2000 | > 75% |
Stephenson Family Limited Partnership LP | Shareholder | 12/2021 | 5-10% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Endowment Wealth Management, Inc. | $296.25 mm | |
Ewm Alternative Investments SPV, LLC - Series 2 - Unicorn Technology | Venture Capital Fund | |
Ewm Alternative Investments SPV, LLC - Series 3 - Towers & Fiber | $2.23 mm | Private Equity Fund |
Ewm Alternative Investments SPV, LLC - Series 4 - CBD | $5.64 mm | Venture Capital Fund |
Ewm Alternative Investments SPV, LLC - Series 5 - Fintech | $9.69 mm | Venture Capital Fund |
Ewm Alternative Investments SPV, LLC - Series 6 - Mri | $31.89 k | Venture Capital Fund |
Ewm Alternative Investments SPV, Llc-series 7-UNICORN Tech Fund II | $9.99 mm | Venture Capital Fund |
Ewm Special Purpose Vehicle- Ade, LLC | $216.21 k | Private Equity Fund |
Ewm Special Purpose Vehicle- FF, LLC | $6.75 mm | Private Equity Fund |
Global Alts Fintech Fund II LLC | $1.41 mm | Venture Capital Fund |
Global Alts SPV LLC - LS | $5.60 mm | Venture Capital Fund |
Global Alts SPV LLC - Seed | $3.95 mm | Private Equity Fund |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
8 May 24
13F-HR
Quarterly holdings report by institutional manager
7 Feb 24
13F-HR
Quarterly holdings report by institutional manager
30 Oct 23
13F-HR
Quarterly holdings report by institutional manager
10 Aug 23
13F-HR
Quarterly holdings report by institutional manager
10 May 23
13F-HR
Quarterly holdings report by institutional manager
13 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
15 Aug 22
13F-HR
Quarterly holdings report by institutional manager
4 May 22
13F-HR
Quarterly holdings report by institutional manager
11 Feb 22