Sonora Investment Management is an investment advisor in Tucson with $1.62 bn assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
870974250
SEC advisor number
801-121799
FINRA CRD number
315312
AUM ?
$1.62 bn
(as of 24 Mar 22)
Accounts
2,813
(as of 24 Mar 22)
Employees
15
(11 investment advisory or research)
Office hours
Monday - Friday, 7:30 AM - 4:30 PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Focus Operating, LLC | Member (Manager) | 06/2021 | > 75% |
Focus Financial Partners, LLC | Member | 01/2007 | > 75% |
Focus Financial Partners Inc. | Member | 07/2018 | > 75% |
Toland, Hugh, Bradley | Chief Research Officer | 06/2021 | < 5% |
Rogers, Douglas, R. | Chief Financial Officer | 06/2021 | < 5% |
Wilcox, Timothy, Duane | Chief Investment Officer | 06/2021 | < 5% |
Alexander, Sara, Suzann | Chief Compliance Officer | 06/2021 | < 5% |
Arko, Michael, H | Chief Portfolio Officer | 06/2021 | < 5% |
Gaines, Ludwell, Graham | Chief Marketing Officer | 06/2021 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
14 Feb 24
13F-HR
Quarterly holdings report by institutional manager
2 Nov 23
13F-HR
Quarterly holdings report by institutional manager
10 Aug 23
13F-HR
Quarterly holdings report by institutional manager
12 May 23
13F-HR
Quarterly holdings report by institutional manager
13 Feb 23
13F-HR
Quarterly holdings report by institutional manager
3 Nov 22
13F-HR
Quarterly holdings report by institutional manager
15 Aug 22
13F-HR
Quarterly holdings report by institutional manager
12 May 22
13F-HR
Quarterly holdings report by institutional manager
11 Feb 22