Nomura Alternative Income Fund is an investment advisor in New York with $100.61 mm assets under management.
Company profile
Ticker
NAIFX
Website
Employees
Incorporated
Fiscal year end
SEC CIK
SEC advisor number
801-127179
FINRA CRD number
324417
AUM ?
$100.61 mm
(as of 5 May 23)
Accounts
1
(as of 5 May 23)
Employees
15
(5 investment advisory or research)
Office hours
Monday - Friday, 8:00 AM - 5:00 PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Nomura Holdings America Inc. | Owner | 10/2022 | > 75% |
Pallai, Matthew, Gian | Chief Investment Officer | 10/2022 | < 5% |
Stark, Robert, NMN | Chief Executive Officer | 10/2022 | < 5% |
Nelson, Matthew, James | Chief Operating Officer | 10/2022 | < 5% |
Jones, Michael, Bryan | Chief Compliance Officer | 11/2022 | < 5% |
Nomura Holding Inc. | Shareholder | 10/2001 | > 75% |
Latest filings (excl ownership)
424B3
Prospectus supplement
12 Mar 24
DEF 14A
Definitive proxy
4 Mar 24
PRE 14A
Preliminary proxy
9 Feb 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Dec 23
N-PX
Annual report of proxy voting record
20 Jul 23
N-CEN
Annual report (registered investment company)
13 Jun 23
N-CSR
Certified annual shareholder report (management investment company)
8 Jun 23
424B3
Prospectus supplement
27 Mar 23
EFFECT
Notice of effectiveness
27 Mar 23
CORRESP
Correspondence with SEC
24 Mar 23
Latest ownership filings
NPORT-P
Nomura Alternative Income Fund (Dec 2023 report)
28 Feb 24
4
Michael I. Falcon
13 Feb 24
NPORT-P
Nomura Alternative Income Fund (Sep 2023 report)
28 Nov 23
NPORT-P
Nomura Alternative Income Fund (Jun 2023 report)
28 Aug 23
NPORT-P
Nomura Alternative Income Fund (Mar 2023 report)
26 May 23
3
Alexander Woodcock
16 Feb 23
3
David HC Brigstocke
16 Feb 23
3
Katherine Quick Rosa
16 Feb 23
3
Michael I. Falcon
16 Feb 23
3
Madeline Arment
16 Feb 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Nomura Alternative Income Fund | – | 103.24 mm | 15 | Sep 2023 |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
12 Feb 24 | Michael I. Falcon | Class I Common Shares of Beneficial Interest | Buy | Acquire P | No | No | 10.04 | 24,900.398 | 250.00 k | 24,900.398 |