Strata Wealth Advisors is an investment advisor in Dallas with $576.17 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
821234400
SEC advisor number
801-110369
FINRA CRD number
285973
AUM ?
$576.17 mm
(as of 13 Apr 23)
Accounts
1,012
(as of 13 Apr 23)
Employees
10
(10 investment advisory or research)
Office hours
Monday - Friday, MONDAY -THURSDAY: 8:00 A.M. - 5:00 P.M. | FRIDAY: 8:00 A.M. - 4:00 P.M.
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Painter, Kenneth, Roy | Managing Member | 04/2017 | > 75% |
Cumba, Brandon, Keith | Managing Member | 04/2017 | > 75% |
Painter, Kenneth, Roy | Chief Executive Officer | 04/2017 | < 5% |
Patel, Vyoma, Vipul | Chief Compliance Officer | 04/2017 | 5-10% |
KRP Holdings, LLC | Member | 04/2017 | > 75% |
Cumbaco, LLC | Member | 04/2017 | < 5% |
Wallace, Dusty, Dawn | President and Director of Financial Planning | 08/2021 | < 5% |
Becker Strata Holdings, LLC | Member | 01/2022 | 5-10% |
Becker, Daniel, Wayne | Managing Member | 01/2022 |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
17 Apr 24
13F-HR
Quarterly holdings report by institutional manager
1 Feb 24
13F-HR
Quarterly holdings report by institutional manager
26 Oct 23
13F-HR
Quarterly holdings report by institutional manager
10 May 23
13F-HR
Quarterly holdings report by institutional manager
28 Apr 23