Latest filings (excl ownership)
CERT
Certification of approval for exchange listing
22 Apr 24
8-A12B
Registration of securities on exchange
18 Apr 24
CERT
Certification of approval for exchange listing
1 Apr 24
8-A12B
Registration of securities on exchange
5 Mar 24
CERT
Certification of approval for exchange listing
26 Feb 24
CERT
Certification of approval for exchange listing
29 Jan 24
8-A12B
Registration of securities on exchange
16 Jan 24
POS EX
Additional exhibits for listing
12 Jan 24
N-CEN
Annual report (registered investment company)
12 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
8 Jan 24
8-A12B
Registration of securities on exchange
22 Dec 23
CORRESP
Correspondence with SEC
18 Dec 23
CORRESP
Correspondence with SEC
13 Dec 23
CORRESP
Correspondence with SEC
12 Dec 23
CORRESP
Correspondence with SEC
6 Dec 23
CORRESP
Correspondence with SEC
30 Nov 23
EFFECT
Notice of effectiveness
20 Nov 23
CORRESP
Correspondence with SEC
13 Nov 23
N-14/A
Registration statement for investment companies business combination (amended)
19 Oct 23
N-14
Registration statement for investment companies business combination
18 Oct 23
N-14
Registration statement for investment companies business combination
16 Oct 23
N-14
Registration statement for investment companies business combination
13 Oct 23
N-14
Registration statement for investment companies business combination
13 Oct 23
N-14
Registration statement for investment companies business combination
10 Oct 23
CERT
Certification of approval for exchange listing
3 Oct 23
8-A12B
Registration of securities on exchange
3 Oct 23
8-A12B
Registration of securities on exchange
2 Oct 23
N-14
Registration statement for investment companies business combination
29 Sep 23
N-14
Registration statement for investment companies business combination
26 Sep 23
EFFECT
Notice of effectiveness
15 Sep 23
CORRESP
Correspondence with SEC
14 Sep 23
N-14/A
Registration statement for investment companies business combination (amended)
12 Sep 23
CORRESP
Correspondence with SEC
12 Sep 23
EFFECT
Notice of effectiveness
19 Jul 23
N-14
Registration statement for investment companies business combination
13 Jul 23