Prosperity Financial is an investment advisor in San Ramon with $213.17 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
911827101
SEC advisor number
801-100511
FINRA CRD number
145540
AUM ?
$213.17 mm
(as of 28 Apr 23)
Accounts
1,100
(as of 28 Apr 23)
Employees
8
(8 investment advisory or research)
Office hours
Monday - Friday, 8:00 AM TO 5:00 PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Kallen, Elliot, Herbert | President & Chief Compliance Officer | 03/2000 | > 75% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
14 Feb 24
13F-HR
Quarterly holdings report by institutional manager
7 Nov 23
13F-HR
Quarterly holdings report by institutional manager
12 Sep 23
13F-HR
Quarterly holdings report by institutional manager
12 Sep 23
13F-HR
Quarterly holdings report by institutional manager
12 Sep 23