Company profile

Employees
Incorporated
Location
Fiscal year end
Former names
Commonwealth Equity Services Inc, Commonwealth Equity Services, Inc., Commonwealth Equity Services, LLC., Commonwealth Equity Services, LLP
SEC CIK
IRS number
42675571
SEC advisor number
801-41541
FINRA CRD number
8032
AUM ?
$111.44B (as of 17 Jun 20)
Accounts
436,517 (as of 17 Jun 20)
Employees
3,400 (2500 investment advisory or research)
Address
Commonwealth Equity Services
29 SAWYER ROAD
WALTHAM
MA 02453-3483
Office hours
Monday - Friday, 8:30A.M. TO 5:30P.M.
Phone
781-736-0700
Owner Title From %Ownership
Deitch, Joseph Samuel Chairman 07/1996 < 5%
Hunter, Richard Marcus President Emeritus 05/2013 < 5%
Rooney, John James Managing Principal 09/1988 < 5%
Bloom, Wayne Michael Chief Executive Officer 01/2009 < 5%
Kelly, David Linus Managing Principal, Trading and Brokerage Operations 01/1999 < 5%
Adelman, James Bernard General Counsel, Senior Vice President 06/2004 < 5%
Tolley, Paul Jonathan Chief Compliance Officer, Senior Vice President 08/2006 < 5%
Mcmillan, William Bradford Managing Principal, Chief Investment Officer 02/2009 < 5%
Wheeler, Peter Tompkins Vice Chairman 05/2013 < 5%
Bohs, Jonathan Christiaan Senior Vice President, Brokerage Operations 05/2013 < 5%
Kloman, Christopher Anthony Trapnell Chief Financial Officer, Chief Operations Officer, President 07/2015 < 5%
CFN Ventures, LLC Shareholder 08/2017 > 75%
CFN Holding Company, LLC Shareholder 08/2017 > 75%
Matthew Fletcher Deitch 2010 Family Gift Trust - Joseph S. Deitch, Trustee Shareholder 08/2017 25-50%
1979 Holding Company, LLC Shareholder 08/2017 > 75%
Deitch, Joseph Samuel Trustee 08/2017
Level Above, LLC Shareholder 11/2018 > 75%
Gratitude Holdings, Inc. Shareholder 11/2018 > 75%
Birke, Kol Managing Principal, Technology & Corporate Strategy 04/2019 < 5%

Fund data

Data from SEC filings
Regulatory AUM / Assets Under Management
Number of accounts
Number of employees
Top 50 of 2758 long holdings
End of quarter 31 Mar 20
Value
 
#Shares
 
$772.2M 3.04M
Vanguard Tax-managed Intl FD
$418.35M 12.55M
$408.05M 1.58M
$380.35M 2.41M
$365.19M 187.3K
$353.54M 1.37M
$323.09M 5.98M
$316.46M 2.1M
$314.75M 1.65M
$251.54M 1.38M
$249.77M 1.94M
Vanguard Specialized Funds
$222.93M 2.16M
$217.81M 2.2M
$198.15M 1.26M
$191.57M 3.57M
$189.87M 1.45M
$176.46M 745.13K
$169.39M 1.9M
$167.39M 5.74M
Vanguard Intl Equity Index F
$165.9M 4.94M
$163.39M 1.34M
$158.2M 2.82M
$149.78M 1.36M
$148.92M 2.6M
$146.93M 2.29M
$143.81M 971.37K
$135.68M 943.13K
$132.31M 4.06M
$131.08M 794.19K
$129.88M 1.15M
$123.33M 512.55K
$120.96M 1.05M
$120.11M 1.46M
$117.58M 2.36M
$117.43M 2.24M
First TR Value Line Divid In
$113.46M 4.1M
$111.25M 690.46K
$108.85M 1.21M
$104.05M 1.92M
$100.78M 765.53K
$99.92M 535.2K
$97.95M 2.09M
$97.73M 1.68M
$97.58M 2.99M
$97.07M 83.54K
$95.16M 2.51M
$93.21M 1.17M
$92.9M 961.69K
$92.43M 79.49K
$91.18M 1.47M
Holdings list only includes long positions. Only includes long positions.

Calendar

6 Aug 20
31 Dec 20

News

Financial reports

No filings

Current reports

No filings

Registration and prospectus

No filings

Proxies

No filings

Other

No filings