Latest filings (excl ownership)
N-CEN/A
Annual report (registered investment company) (amended)
13 Mar 24
N-CEN
Annual report (registered investment company)
8 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
29 Feb 24
DEF 14A
Definitive proxy
27 Feb 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
24 Aug 23
N-PX
Annual report of proxy voting record
17 Aug 23
N-CEN
Annual report (registered investment company)
10 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
1 Mar 23
DEF 14A
Definitive proxy
24 Feb 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
26 Aug 22
N-PX
Annual report of proxy voting record
17 Aug 22
424B3
Prospectus supplement
23 May 22
424B3
Prospectus supplement
13 Apr 22
EFFECT
Notice of effectiveness
11 Apr 22
DEFA14A
Additional proxy soliciting materials
8 Apr 22
CORRESP
Correspondence with SEC
6 Apr 22
N-CEN
Annual report (registered investment company)
11 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
2 Mar 22
DEF 14A
Definitive proxy
25 Feb 22
CORRESP
Correspondence with SEC
25 Feb 22
PRE 14A
Preliminary proxy
15 Feb 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
23 Aug 21
N-PX
Annual report of proxy voting record
18 Aug 21
EFFECT
Notice of effectiveness
9 Apr 21
N-CEN
Annual report (registered investment company)
11 Mar 21
N-CSR
Certified annual shareholder report (management investment company)
4 Mar 21
DEF 14A
Definitive proxy
24 Feb 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
24 Aug 20
N-PX
Annual report of proxy voting record
14 Aug 20
N-CEN
Annual report (registered investment company)
11 Mar 20
N-CSR
Certified annual shareholder report (management investment company)
28 Feb 20
DEF 14A
Definitive proxy
25 Feb 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
28 Aug 19
N-PX
Annual report of proxy voting record
16 Aug 19
DEFA14A
Additional proxy soliciting materials
8 Apr 19
N-CEN
Annual report (registered investment company)
13 Mar 19
N-CSR
Certified annual shareholder report (management investment company)
7 Mar 19
DEF 14A
Definitive proxy
22 Feb 19
CORRESP
Correspondence with SEC
22 Feb 19
CORRESP
Correspondence with SEC
12 Feb 19
Latest ownership filings
NPORT-P
Cornerstone Total Return Fund, Inc (Mar 2024 report)
24 May 24
3
Benjamin Mollozzi
7 May 24
NPORT-P
Cornerstone Total Return Fund, Inc (Dec 2023 report)
22 Feb 24
NPORT-P
Cornerstone Total Return Fund, Inc (Sep 2023 report)
16 Nov 23
NPORT-P
Cornerstone Total Return Fund, Inc. (Jun 2023 report)
24 Aug 23
4
Matthew Morris
10 Aug 23
NPORT-P
Cornerstone Total Return Fund, Inc. (Mar 2023 report)
25 May 23
SC 13G/A
SIT INVESTMENT ASSOCIATES INC
24 Mar 23
NPORT-P
Cornerstone Total Return Fund, Inc. (Dec 2022 report)
24 Feb 23
SC 13G
SIT INVESTMENT ASSOCIATES INC
7 Feb 23
NPORT-P
Cornerstone Total Return Fund, Inc. (Sep 2022 report)
21 Nov 22
3
Joshua Bradshaw
10 Nov 22
NPORT-P
Cornerstone Total Return Fund, Inc. (Jun 2022 report)
26 Aug 22
4
Matthew Morris
30 Jun 22
4
RALPH W BRADSHAW
29 Jun 22
NPORT-P
Cornerstone Total Return Fund, Inc (Mar 2022 report)
24 May 22
3
Brian James Lutes
17 Mar 22
NPORT-P
Cornerstone Total Return Fund, Inc (Dec 2021 report)
25 Feb 22
NPORT-P
Cornerstone Total Return Fund, Inc. (Sep 2021 report)
19 Nov 21
3
Daniel Bradshaw
15 Nov 21
4
Matthew Morris
21 Sep 21
NPORT-P
Cornerstone Total Return Fund, LLC (Jun 2021 report)
26 Aug 21
NPORT-P
Cornerstone Total Return Fund, Inc (Mar 2021 report)
26 May 21
4
Matthew Morris
26 May 21
4
RALPH W BRADSHAW
26 May 21
4
GLENN W WILCOX SR
26 May 21
4
GLENN W WILCOX SR
25 Feb 21
NPORT-P
Cornerstone Total Return Fund, Inc. (Dec 2020 report)
23 Feb 21
4
GLENN W WILCOX SR
14 Dec 20
NPORT-P
Cornerstone Total Return Fund, Inc. (Sep 2020 report)
20 Nov 20
NPORT-P
Cornerstone Total Return Fund, Inc. (Jun 2020 report)
21 Aug 20
3
Frank J. Maresca
17 Aug 20
NPORT-P
Cornerstone Total Return Fund, Inc. (Mar 2020 report)
26 May 20
4
Matthew Morris
31 Mar 20
SC 13G/A
Cornerstone Total Return Fund Inc
6 Mar 20
4
RALPH W BRADSHAW
12 Feb 20
SC 13G/A
Beneficial ownership report (amended)
7 Feb 20
3
Marcia Emilia Malzahn
15 Jan 20
SC 13G/A
Cornerstone Total Return Fund Inc
18 Nov 19
3
Hoyt M. Peters
15 Feb 19