PFS Investments is an investment advisor in Duluth with $7.09 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
581436188
SEC advisor number
801-72263
FINRA CRD number
10111
AUM ?
$7.09 bn
(as of 24 Apr 23)
Accounts
56,552
(as of 24 Apr 23)
Employees
3,449
(3420 investment advisory or research)
Address
PFS Investments
1 PRIMERICA PARKWAY
DULUTH
GA 30099-0001
1 PRIMERICA PARKWAY
DULUTH
GA 30099-0001
Office hours
Monday - Friday, 08:30-17:30
Phone
470-564-7681
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Primerica Finance Corporation | Direct Owner | 10/1995 | > 75% |
Watts, John Simmerman III | Senior Vice President and Chief Counsel | 03/2005 | < 5% |
Grubenhoff, Sharon King | Senior Vice President, Treasurer, and Chief Financial Officer | 07/2011 | < 5% |
Woodring, Daniel Aaron | Executive Vice President and Chief Compliance Officer | 01/2011 | < 5% |
Primerica, Inc. | Sole Shareholder | 04/2010 | > 75% |
Nemetz, William James | Director; Executive Vice President, Chief Operating Officer | 02/2022 | < 5% |
Sukin, Karen Lynn | Executive Vice President and General Counsel | 06/2015 | < 5% |
Fendler, Jeffrey Scott | Executive Vice President | 08/2016 | < 5% |
Miller, Deborah | Executive Vice President | 05/2010 | < 5% |
Rivet, Lori Allison | Executive Vice President | 03/2017 | < 5% |
Faranda, Estelle Diane | Director and Chief Executive Officer | 03/2020 | < 5% |
Weigle, Brian Steven | Director and President | 03/2023 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
24 Apr 24
13F-NT
Notice of holdings reported by another manager
14 Feb 24
13F-NT
Notice of holdings reported by another manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
14 Aug 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
14 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
12 Aug 22
13F-HR
Quarterly holdings report by institutional manager
16 May 22