RBC Capital Markets is an investment advisor in New York with $201.16 bn assets under management.
Company profile
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
Former names
Dain Rauscher Corp, Inter Regional Financial Group Inc, Interra Financial Inc, RBC Capital Markets CORP, RBC Dain Rauscher Corp, RBC Dain Rauscher Inc
SEC CIK
Corporate docs
SEC advisor number
801-13059
FINRA CRD number
31194
AUM ?
$201.26 bn
(as of 14 Feb 24)
Accounts
451,404
(as of 14 Feb 24)
Employees
8,204
(2042 investment advisory or research)
Address
RBC Capital Markets
200 VESEY STREET
NEW YORK
NY 10281
200 VESEY STREET
NEW YORK
NY 10281
Phone
612-313-1314
Latest filings (excl ownership)
MA-I/A
Municipal Advisor registration (individual) (amended)
18 Mar 24
MA-I
Municipal Advisor registration (individual)
12 Mar 24
MA-I
Municipal Advisor registration (individual)
6 Mar 24
MA/A
Municipal Advisor registration (firm) (amended)
1 Mar 24
MA-I/A
Municipal Advisor registration (individual) (amended)
29 Feb 24
MA/A
Municipal Advisor registration (firm) (amended)
28 Feb 24
MA-A
Municipal Advisor registration (firm) (update)
5 Feb 24
MA-I/A
Municipal Advisor registration (individual) (amended)
4 Jan 24
MA-I/A
Municipal Advisor registration (individual) (amended)
30 Nov 23
MA-I/A
Municipal Advisor registration (individual) (amended)
15 Nov 23
Latest ownership filings
SC 13G/A
Aramark
14 Feb 24
13F-NT
Notice of holdings reported by another manager
13 Feb 24
13F-NT
Notice of holdings reported by another manager
13 Nov 23
13F-NT
Notice of holdings reported by another manager
10 Aug 23
13F-NT
Notice of holdings reported by another manager
12 May 23
SC 13G/A
Aramark
14 Feb 23
13F-NT
Notice of holdings reported by another manager
9 Feb 23
13F-NT
Notice of holdings reported by another manager
10 Nov 22
13F-NT
Notice of holdings reported by another manager
10 Aug 22
13F-NT
Notice of holdings reported by another manager
12 May 22