Company profile

Ticker
RJF
Exchange
CEO
Paul C. Reilly
Employees
Incorporated in
Location
Fiscal year end
SEC CIK
IRS number
591517485

RJF stock data

(
)

Calendar

8 May 20
8 Jul 20
30 Sep 20

News

Company financial data Financial data

Quarter (USD) Mar 20 Dec 19 Sep 19 Jun 19
Revenue 2.11B 2.06B 2.09B 2B
Net income 169M 268M 265M 257M
Diluted EPS 1.2 1.89 1.87 1.8
Net profit margin 8.01% 13.01% 12.71% 12.85%
Net change in cash 6.54B 152M 361M -235M
Cash on hand 10.65B 4.11B 3.96B 3.6B
Annual (USD) Sep 19 Sep 18 Sep 17 Sep 16
Revenue 8.02B 7.48B 6.53B 5.52B
Net income 1.03B 850.92M 638.87M 540.65M
Diluted EPS 7.17 5.75 4.33 3.65
Net profit margin 12.89% 11.38% 9.79% 9.79%
Net change in cash 457M -170M 2.02B -950.55M
Cash on hand 3.96B 3.5B 3.67B 1.65B

Financial data from company earnings reports

Date Owner Security Transaction Code 10b5-1 $Price #Shares $Value #Remaining
9 Jun 20 Santelli Jonathan N Common Stock Sell Dispose S No 81.3308 1,250 101.66K 2,503
5 Jun 20 Julien Jeffrey P Common Stock Sell Dispose S No 81.5786 9,150 746.44K 42,092
5 Jun 20 Carson John C Jr. Common Stock Sell Dispose S No 82.5271 10,000 825.27K 46,224
1 Jun 20 Raj Seshadri Common Stock Option exercise Aquire M No 0 1,362 0 1,362
1 Jun 20 Raj Seshadri RSU Common Stock Option exercise Dispose M No 0 1,362 0 0
25 May 20 Santelli Jonathan N Common Stock Payment of exercise Dispose F No 65.21 722 47.08K 3,753
25 May 20 Santelli Jonathan N Common Stock Option exercise Aquire M No 0 3,000 0 4,475
25 May 20 Santelli Jonathan N RSU Common Stock Option exercise Dispose M No 0 3,000 0 3,000
74.2% owned by funds/institutions
13F holders
Current Prev Q Change
Total holders 457 481 -5.0%
Opened positions 55 61 -9.8%
Closed positions 79 53 +49.1%
Increased positions 155 157 -1.3%
Reduced positions 179 169 +5.9%
13F shares
Current Prev Q Change
Total value 58.89B 79.68B -26.1%
Total shares 101.64M 100.73M +0.9%
Total puts 163.9K 158.7K +3.3%
Total calls 667.2K 563.6K +18.4%
Total put/call ratio 0.2 0.3 -12.8%
Largest owners
Shares Value Change
Vanguard 13.44M $849.22M -3.1%
BLK BlackRock 12.44M $785.92M +17.7%
N Price T Rowe Associates 5.19M $328.09M +115.5%
STT State Street 5.17M $328.88M -2.6%
FMR 4.6M $290.46M +39.1%
Primecap Management 4.39M $277.47M +40.0%
Wellington Management 4.31M $272.61M -15.1%
JPM JPMorgan Chase & Co. 2.77M $175.24M +2.6%
BAC Bank of America 2.42M $153.22M +85.0%
Brave Warrior Advisors 2.23M $140.98M -6.9%
Largest transactions
Shares Bought/sold Change
N Price T Rowe Associates 5.19M +2.78M +115.5%
BLK BlackRock 12.44M +1.87M +17.7%
FMR 4.6M +1.29M +39.1%
Primecap Management 4.39M +1.26M +40.0%
BAC Bank of America 2.42M +1.11M +85.0%
Norges Bank 0 -911.02K EXIT
MARSHALL WACE ASIA 147.16K -839.94K -85.1%
Wellington Management 4.31M -767.61K -15.1%
First Trust Advisors 1.06M +761.79K +252.6%
WFC Wells Fargo & Company 778.99K -757.71K -49.3%

Financial report summary

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Competition
1st United Bancorp
Risks
  • RISKS RELATED TO OUR BUSINESS AND INDUSTRY
  • Damage to our reputation could damage our businesses.
  • We are affected by domestic and international macroeconomic conditions that impact the global financial markets.
  • Lack of liquidity or access to capital could impair our business and financial condition.
  • We are exposed to credit risk.
  • We are exposed to market risk, including interest rate risk.
  • A significant decline in our domestic client cash balances could negatively impact our net revenues and/or our ability to fund RJ Bank’s growth.
  • Our business depends on fees generated from the distribution of financial products, fees earned from the management of client accounts, and asset management fees.
  • Our underwriting, market-making, trading, and other business activities place our capital at risk.
  • Any cyber-attack or other security breach of our technology systems, or those of our clients or other third-party vendors we rely on, could subject us to significant liability and harm our reputation.
  • A continued interruption to our telecommunications or data processing systems, or the failure to effectively update the technology we utilize, could be materially adverse to our business.
  • The soundness of other financial institutions and intermediaries affects us.
  • Our risk management and conflicts of interest policies and procedures may leave us exposed to unidentified or unanticipated risk.
  • We continue to experience pricing pressures in areas of our business which may impair our future revenue and profitability.
  • We face intense competition.
  • Our ability to attract and retain senior professionals, qualified financial advisors and other associates is critical to the continued success of our business.
  • A downgrade in our credit ratings could have a material adverse effect on our operations, earnings and financial condition.
  • Business growth could increase costs and regulatory and integration risks.
  • Associate misconduct, which is difficult to detect and deter, could harm us by impairing our ability to attract and retain clients and subject us to significant legal liability and reputational harm.
  • We are exposed to litigation risks, which could materially and adversely impact our business operations and prospects.
  • The preparation of the consolidated financial statements requires the use of estimates that may vary from actual results and new accounting standards could adversely affect future reported results.
  • Our operations could be adversely affected by serious weather conditions.
  • We are exposed to risks from international markets.
  • We are exposed to risks related to our insurance programs.
  • RISKS RELATED TO OUR REGULATORY ENVIRONMENT
  • Financial services firms are highly regulated and the increased regulatory scrutiny over the last several years may increase the risk of financial liability and reputational harm resulting from adverse regulatory actions.
  • Changes in requirements relating to the standard of conduct for broker-dealers applicable under federal and state law may adversely affect our businesses.
  • Numerous regulatory changes and enhanced regulatory and enforcement activity relating to our investment management activities may increase our compliance and legal costs and otherwise adversely affect our business.
  • Failure to comply with regulatory capital requirements primarily applicable to RJF, RJ Bank or our broker-dealer subsidiaries would significantly harm our business.
  • The Basel III regulatory capital standards impose additional capital and other requirements on us that could decrease our profitability.
  • As a financial holding company, RJF’s liquidity depends on payments from its subsidiaries, which may be subject to regulatory restrictions.
  • RJ Bank is subject to the Community Reinvestment Act and fair lending laws, and failure to comply with these laws could lead to penalties.
Content analysis ?
Positive
Negative
Uncertain
Constraining
Legalese
Litigous
Readability
H.S. freshman Avg
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