Company profile

Ticker
SF
Exchange
Website
CEO
Ronald James Kruszewski
Employees
Incorporated in
Location
Fiscal year end
SEC CIK
IRS number
431273600

SF stock data

(
)

Investment data

Data from SEC filings
Securities sold
Number of investors
Top 50 of 2680 long holdings
End of quarter 31 Mar 20
Value
 
#Shares
 
$1.07B 6.8M
$881.55M 3.46M
SPDR S&P 500 Etf TR
$699.29M 2.71M
$610.88M 312.36K
$472.67M 2.94M
$424.88M 1.72M
$393.63M 5.12M
$373.11M 2.85M
$365.35M 1.96M
$363.31M 314.71K
$354.39M 2.95M
$342.76M 1.2M
$333.86M 3.71M
$308.71M 2.8M
$305.93M 6.14M
$302.31M 9.26M
Vanguard Tax-managed Intl FD
$292.39M 8.77M
$284.81M 2.47M
$284.44M 2.51M
$279.96M 1.18M
$257.74M 4.8M
$252.38M 2.61M
$249.09M 6.34M
$247M 1.51M
$243.95M 4.51M
$239.82M 2.49M
$237.04M 2.15M
$234.39M 2.84M
$227.92M 991.48K
$227.57M 1.61M
$224.19M 1.36M
$221.52M 1.32M
$220.06M 190.18K
$219.97M 4.97M
$215.28M 895.7K
$213.07M 1.23M
$201.94M 1.82M
$201.72M 3.07M
$198.36M 1.45M
$198.33M 2M
$197.62M 1.77M
$190.18M 6.52M
$186.41M 1.95M
$185.98M 2.06M
$183.29M 1.34M
$180.6M 1.63M
$180.31M 3.15M
$179.31M 1.48M
$179.31M 2.79M
$177.45M 556.59K
Holdings list only includes long positions. Only includes long positions.

Calendar

7 May 20
3 Jul 20
31 Dec 20

News

Company financial data Financial data

Quarter (USD) Mar 20 Dec 19 Sep 19 Jun 19
Revenue 937.39M 975.7M 865.72M 853.68M
Net income 86.59M 130.67M 110.12M 109.76M
Diluted EPS 1.07 1.62 1.34 1.31
Net profit margin 9.24% 13.39% 12.72% 12.86%
Net change in cash 240.32M 273.73M 71.51M 19.58M
Cash on hand 1.38B 1.14B 868.87M 797.36M
Annual (USD) Dec 19 Dec 18 Dec 17 Dec 16
Revenue 3.51B 3.19B 3B 2.64B
Net income 449.99M 393.97M 182.87M 81.52M
Diluted EPS 5.49 4.73 2.14 1
Net profit margin 12.80% 12.33% 6.10% 3.09%
Operating income* 209.46M
Net change in cash -793.96M 1.24B -216.65M 101.91M
Cash on hand 1.14B 1.94B 696.28M 912.93M

Financial data from company earnings reports. *Asterisk values are approximate.

Date Owner Security Transaction Code $Price #Shares $Value #Remaining
5 Jun 20 Oates James M Common Stock Option exercise Aquire M 0 1,900 0 13,463
5 Jun 20 Oates James M Phantom Stock Units Common Stock Option exercise Dispose M 0 1,900 0 18,792
5 Jun 20 Robert Edward Grady Common Stock Option exercise Aquire M 0 1,900 0 8,283
5 Jun 20 Robert Edward Grady Phantom Stock Units Common Stock Option exercise Dispose M 0 1,900 0 10,287
5 Jun 20 Brown Michael W Common Stock Option exercise Aquire M 0 1,900 0 29,434
5 Jun 20 Brown Michael W Phantom Stock Units Common Stock Option exercise Dispose M 0 1,900 0 9,597
5 Jun 20 Zimmerman Michael J Common Stock Option exercise Aquire M 0 1,900 0 21,994
5 Jun 20 Zimmerman Michael J Phantom Stock Units Common Stock Option exercise Dispose M 0 1,900 0 9,594
5 Jun 20 Brown Kathleen Common Stock Option exercise Aquire M 0 1,900 0 5,756
5 Jun 20 Brown Kathleen Phantom Stock Units Common Stock Option exercise Dispose M 0 1,900 0 5,846
13F holders
Current Prev Q Change
Total holders 266 285 -6.7%
Opened positions 35 41 -14.6%
Closed positions 54 25 +116.0%
Increased positions 110 76 +44.7%
Reduced positions 86 115 -25.2%
13F shares
Current Prev Q Change
Total value 6.18B 11B -43.8%
Total shares 55.86M 58.23M -4.1%
Total puts 43.2K 67K -35.5%
Total calls 273.2K 244.3K +11.8%
Total put/call ratio 0.2 0.3 -42.3%
Largest owners
Shares Value Change
BLK BlackRock 8.11M $334.66M -5.9%
Vanguard 6.44M $265.75M +5.1%
MCQEF Macquarie 3.62M $149.32M +4.5%
Dimensional Fund Advisors 2.87M $118.52M -2.5%
STT State Street 2.18M $89.9M +2.5%
Earnest Partners 2.06M $84.94M +7.6%
NTRS Northern Trust 1.64M $67.74M +0.2%
SF Stifel Financial 1.55M $63.85M +3.8%
GS The Goldman Sachs Group, Inc. 1.39M $57.32M -7.5%
PRU Prudential Financial 1.26M $51.97M +13.2%
Largest transactions
Shares Bought/sold Change
Alliancebernstein 1.2M -870.39K -42.0%
Norges Bank 0 -706K EXIT
APG Asset Management 285.75K -556.3K -66.1%
BLK BlackRock 8.11M -507.23K -5.9%
Cramer Rosenthal MCGLYNN 0 -450.11K EXIT
Wellington Management 455.15K +432.63K +1921.4%
Vanguard 6.44M +313.18K +5.1%
IVZ Invesco 1.19M -279.75K -19.0%
Aqr Capital Management 592.39K +230.83K +63.8%
MNGPF Man 116.53K -183.59K -61.2%

Financial report summary

?
Competition
Houlihan Lokey
Management Discussion
  • For the three months ended March 31, 2020, net revenues increased 18.5% to $913.0 million from $770.4 million during the comparable period in 2019. Net income available to common shareholders decreased 15.6% to $81.7 million, or $1.07 per diluted common share for the three months ended March 31, 2020, compared to $96.9 million, or $1.22 per diluted common share during the comparable period in 2019.
  • Net revenues, compared with the first quarter of 2019, reflected significantly higher brokerage revenues, increased capital raising revenues, and asset management and service fees, partially offset by lower advisory fee revenues and net interest income. Net revenues, compared with the fourth quarter of 2019, reflected significantly lower advisory fee revenues and a decline in capital raising revenues, partially offset by an increase in brokerage revenues, asset management and service fees, and net interest income.
  • Net income available to common shareholders, compared with the first quarter of 2019, was negatively impacted by the increase in the provision for loan losses primarily attributable to the adoption of the expected credit loss standard on January 1, 2020, higher compensation costs as we continued to invest in our franchise during the pandemic, and higher volume-related costs, partially offset by the growth in net revenues as previously discussed.
Content analysis ?
Positive
Negative
Uncertain
Constraining
Legalese
Litigous
Readability
H.S. sophomore Avg
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