Piper Sandler Co`s is an investment advisor in Minneapolis with $150.66 mm assets under management.
Company profile
Ticker
PIPR
Exchange
Website
Employees
Incorporated
Location
Fiscal year end
Former names
Piper Jaffray & Co., U.s. Bancorp Piper Jaffray Inc.
SEC CIK
IRS number
410953246
SEC advisor number
801-108049
FINRA CRD number
665
AUM ?
$150.66 mm
(as of 13 Jan 20)
Accounts
3
(as of 13 Jan 20)
Employees
833
(11 investment advisory or research)
Address
Piper Sandler Co`s
800 NICOLLET MALL
MINNEAPOLIS
MN 55402-7020
800 NICOLLET MALL
MINNEAPOLIS
MN 55402-7020
Office hours
Monday - Friday, 8:00 AM - 5:00 PM
Phone
612-303-6359
PIPR stock data
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Piper Sandler Companies | Parent | 12/2003 | > 75% |
Fairman, Francis Evarts IV | Head of Public Finance Services; Board Member | 07/2005 | < 5% |
Mccague, Anncharlotte | Co-chief Compliance Officer | 12/2005 | < 5% |
Schoneman, Debbra Lynn | President; Board Member | 01/2018 | < 5% |
Abraham, Chad Richard | Chairman, Ceo; Board Member | 01/2018 | < 5% |
Larue, Robert Scott | Head of Investment Banking; Board Member | 01/2018 | < 5% |
Geelan, John William JR. | Chief Legal Officer | 01/2013 | < 5% |
Carter, Timothy Lee | Cfo; Board Member | 01/2018 | < 5% |
Cox, Michael Edward | Co-head of Equities; Board Member | 02/2018 | < 5% |
Doyle, Jonathan Jay | Head of Financial Services Group | 01/2020 | < 5% |
Hooper, Christopher Stephen | Co-chief Compliance Officer | 01/2020 | < 5% |
Latest filings (excl ownership)
MA-I/A
Municipal Advisor registration (individual) (amended)
8 May 24
MA-I/A
Municipal Advisor registration (individual) (amended)
8 May 24
MA-I/A
Municipal Advisor registration (individual) (amended)
1 May 24
MA-A
Municipal Advisor registration (firm) (update)
3 Apr 24
MA-I/A
Municipal Advisor registration (individual) (amended)
5 Mar 24
MA-I
Municipal Advisor registration (individual)
27 Feb 24
MA-I
Municipal Advisor registration (individual)
27 Feb 24
MA-I/A
Municipal Advisor registration (individual) (amended)
31 Jan 24
MA-I/A
Municipal Advisor registration (individual) (amended)
30 Jan 24
MA-I/A
Municipal Advisor registration (individual) (amended)
24 Jan 24
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
12 Feb 24
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
10 Aug 23
13F-HR
Quarterly holdings report by institutional manager
11 May 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
24 Feb 23
13F-HR
Quarterly holdings report by institutional manager
13 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
12 Aug 22
13F-HR
Quarterly holdings report by institutional manager
13 May 22
13F-HR
Quarterly holdings report by institutional manager
14 Feb 22