Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
591237041
SEC advisor number
801-10418
FINRA CRD number
705
AUM ?
$350.04 bn
(as of 10 Apr 24)
Accounts
992,551
(as of 10 Apr 24)
Employees
12,793
(5254 investment advisory or research)
Latest filings (excl ownership)
MA/A
Municipal Advisor registration (firm) (amended)
23 Apr 24
MA-I/A
Municipal Advisor registration (individual) (amended)
17 Apr 24
MA-I
Municipal Advisor registration (individual)
15 Mar 24
MA-I/A
Municipal Advisor registration (individual) (amended)
12 Mar 24
MA-I/A
Municipal Advisor registration (individual) (amended)
12 Mar 24
MA-I/A
Municipal Advisor registration (individual) (amended)
7 Mar 24
MA-I
Municipal Advisor registration (individual)
20 Feb 24
MA/A
Municipal Advisor registration (firm) (amended)
6 Feb 24
MA-A
Municipal Advisor registration (firm) (update)
22 Dec 23
MA-I/A
Municipal Advisor registration (individual) (amended)
19 Dec 23
Latest ownership filings
No filings