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Proequities

Proequities is an investment advisor in Birmingham with $5.74B assets under management.

Company profile

Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
630879387
SEC advisor number
801-56010
FINRA CRD number
15708
AUM ?
$5.74B (as of 25 Mar 22)
Accounts
24,896 (as of 25 Mar 22)
Employees
1,090 (673 investment advisory or research)
Address
Proequities
2801 HIGHWAY 280 SOUTH
BIRMINGHAM
AL 35223
Office hours
Monday - Friday, 8:00AM TO 5:00PM
Phone
(205) 268-7085

Ownership

Owner Title From %Ownership
Protective Life Corporation Parent 08/1984 > 75%
Hartley, Rory Marshall Managing Director 12/2004 < 5%
the Dai-ichi Life Insurance Company, Limited Shareholder 02/2015 > 75%
Guerrera, Darren Cyril CFO 04/2015 < 5%
Miller, Harold Blaine Interim Chief Supervision Officer 12/2015 < 5%
Seurkamp, Aaron Christopher SVP, & President Retirement Division 06/2018 < 5%
Anderson, Elizabeth Giltz President/ceo 07/2020 < 5%
Wagner, James Carl JR Director 08/2020 < 5%
Williams, Doyle James Director 07/2020 < 5%
Miller, Harold Blaine Chief Compliance Officer 09/2021 < 5%
Pugh, Barbara Nelson Officer 01/2022 < 5%

Investment data

Data from SEC filings
Regulatory AUM / Assets Under Management
Number of accounts
Number of employees
Top 50 of 11328 long holdings
End of quarter 30 Jun 22
Value
 
#Shares
 
$40.79M 107.59K
$34.86M 264.45K
Vanguard Tax Managed Intl FD
$29.41M 720.78K
$27.69M 330K
$21.98M 216.16K
$21.76M 110.49K
$19.54M 151.27K
$18.93M 404.37K
$15.07M 163.05K
Vanguard Charlotte FDS
$12.92M 260.88K
$12.85M 50.03K
$12.26M 513.07K
Vanguard Intl Equity Index F
$10.41M 249.9K
$10.24M 123.65K
$9.85M 82.97K
$9.84M 226.83K
$9.71M 91.39K
$9.38M 185.48K
$9.16M 80.37K
$9.13M 40.96K
$7.91M 3.63K
Trimtabs Etf TR (DONOGHUE FRLNS)
$7.71M 396.16K
$7.69M 58.33K
$7.56M 40.06K
$7.46M 128.58K
$7.3M 87.13K
$7.27M 68.19K
Trimtabs Etf TR (DONOGHUE FORLNS)
$7.13M 295.57K
$6.96M 22.06K
$6.74M 34.25K
$6.34M 132.53K
$5.99M 11.03K
$5.91M 200.64K
$5.64M 72.67K
$5.64M 31.76K
$5.52M 43.44K
$5.49M 93.22K
Trimtabs Etf TR (ALL CAP US FREE)
$5.39M 119.11K
$5.33M 66.16K
$5.22M 72.36K
$5.2M 103.12K
$5.1M 35.44K
$5.08M 9.89K
$5.07M 117.7K
$5.05M 71.98K
$5.05M 42.33K
$5.04M 129.22K
$5.01M 51.4K
$4.89M 198.59K
$4.84M 87.35K
Holdings list only includes long positions. Only includes long positions.

Calendar

12 Aug 22
31 Dec 22
Financial reports
No filings
Current reports
No filings
Registration and prospectus
No filings
Proxies
No filings
Other
No filings