Proequities

Proequities is an investment advisor in Birmingham with $5.74B assets under management.

Company profile

Website

www.concoursefinancial.com

Incorporated

Location

Fiscal year end

SEC CIK

IRS number

630879387

SEC advisor number

801-56010

FINRA CRD number

15708

AUM ?

$5.74B (as of 25 Mar 22)

Accounts

24,896 (as of 25 Mar 22)

Employees

1,090 (673 investment advisory or research)

Address

Proequities
2801 HIGHWAY 280 SOUTH
BIRMINGHAM
AL 35223

Office hours

Monday - Friday, 8:00AM TO 5:00PM

Phone

(205) 268-7085

Brochures

Concourse Financial Group Securities Adv Part 2 Brochure (25 Mar 22)

Ownership

Owner	Title	From	%Ownership
Protective Life Corporation	Parent	08/1984	> 75%
Hartley, Rory Marshall	Managing Director	12/2004	< 5%
the Dai-ichi Life Insurance Company, Limited	Shareholder	02/2015	> 75%
Guerrera, Darren Cyril	CFO	04/2015	< 5%
Miller, Harold Blaine	Interim Chief Supervision Officer	12/2015	< 5%
Seurkamp, Aaron Christopher	SVP, & President Retirement Division	06/2018	< 5%
Anderson, Elizabeth Giltz	President/ceo	07/2020	< 5%
Wagner, James Carl JR	Director	08/2020	< 5%
Williams, Doyle James	Director	07/2020	< 5%
Miller, Harold Blaine	Chief Compliance Officer	09/2021	< 5%
Pugh, Barbara Nelson	Officer	01/2022	< 5%

Investment data

Data from SEC filings

Regulatory AUM / Assets Under Management

Number of accounts

Number of employees

Top 50 of 11328 long holdings End of quarter 30 Jun 22	Value	#Shares
Ishares TR (CORE S&P500 ETF)	$40.79M	107.59K
Vanguard World FD	$34.86M	264.45K
Vanguard Tax Managed Intl FD	$29.41M	720.78K
IBB Ishares TR (ESG MSCI USA ETF)	$27.69M	330K
Ishares TR (CORE US AGGBD ET)	$21.98M	216.16K
Vanguard Index FDS (MID CAP ETF)	$21.76M	110.49K
AAPL Apple Inc	$19.54M	151.27K
IBB Ishares TR	$18.93M	404.37K
Ishares TR (CORE S&P SCP ETF)	$15.07M	163.05K
Vanguard Charlotte FDS	$12.92M	260.88K
MSFT Microsoft Corp	$12.85M	50.03K
IBB Ishares TR (US TREAS BD ETF)	$12.26M	513.07K
Vanguard Intl Equity Index F	$10.41M	249.9K
Ishares TR (1 3 YR TREAS BD)	$10.24M	123.65K
SPDR Series Trust	$9.85M	82.97K
IBB Ishares TR (EAFE VALUE ETF)	$9.84M	226.83K
AMZN Amazon Com Inc	$9.71M	91.39K
IBB Ishares TR (SH TR CRPORT ETF)	$9.38M	185.48K
Ishares TR (TIPS BD ETF)	$9.16M	80.37K
Vanguard Index FDS (GROWTH ETF)	$9.13M	40.96K
GOOG Alphabet Inc	$7.91M	3.63K
Trimtabs Etf TR (DONOGHUE FRLNS)	$7.71M	396.16K
Vanguard Index FDS (VALUE ETF)	$7.69M	58.33K
Vanguard Index FDS (TOTAL STK MKT)	$7.56M	40.06K
FNDF Schwab Strategic TR	$7.46M	128.58K
Ishares TR (CORE S&P TTL STK)	$7.3M	87.13K
IBB Ishares TR (NATIONAL MUN ETF)	$7.27M	68.19K
Trimtabs Etf TR (DONOGHUE FORLNS)	$7.13M	295.57K
MA Mastercard Incorporated	$6.96M	22.06K
V Visa Inc	$6.74M	34.25K
Vanguard Scottsdale FDS	$6.34M	132.53K
TMO Thermo Fisher Scientific Inc	$5.99M	11.03K
SPDR Ser TR	$5.91M	200.64K
Vanguard BD Index FD Inc	$5.64M	72.67K
JNJ Johnson & Johnson	$5.64M	31.76K
STT Select Sector SPDR TR (TECHNOLOGY)	$5.52M	43.44K
IBB Ishares TR	$5.49M	93.22K
Trimtabs Etf TR (ALL CAP US FREE)	$5.39M	119.11K
IBB Ishares TR (EAFE GRWTH ETF)	$5.33M	66.16K
STT Select Sector SPDR TR (SBI CONS STPLS)	$5.22M	72.36K
IBB Ishares TR (U.S. MED DVC ETF)	$5.2M	103.12K
PG Procter and Gamble Co	$5.1M	35.44K
UNH Unitedhealth Group Inc	$5.08M	9.89K
Pacer FDS TR	$5.07M	117.7K
IBB Ishares TR (MIN VOL USA ETF)	$5.05M	71.98K
IBB Ishares TR (3 7 YR TREAS BD)	$5.05M	42.33K
WETF Wisdomtree TR	$5.04M	129.22K
IBB Ishares TR (MBS ETF)	$5.01M	51.4K
IBB Ishares TR (FALN ANGLS USD)	$4.89M	198.59K
Ishares Inc	$4.84M	87.35K