Proequities
Proequities is an investment advisor in Birmingham with $4.4B assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
630879387
SEC advisor number
801-56010
FINRA CRD number
15708
AUM ?
$4.4B
(as of 30 Mar 21)
Accounts
22,138
(as of 30 Mar 21)
Employees
1,270
(715 investment advisory or research)
Address
Proequities
2801 HIGHWAY 280 SOUTH
BIRMINGHAM
AL 35223
2801 HIGHWAY 280 SOUTH
BIRMINGHAM
AL 35223
Office hours
Monday - Friday, 8:00AM TO 5:00PM
Phone
(205) 268-7085
| Owner | Title | From | %Ownership |
|---|---|---|---|
| Protective Life Corporation | Parent | 08/1984 | > 75% |
| Youhn, Stephen Michael | Chief Compliance Officer | 04/2016 | < 5% |
| Hartley, Rory Marshall | Managing Director, Protective Securities | 12/2004 | < 5% |
| Wells, Paul Richard | Director/board Member | 04/2013 | < 5% |
| the Dai-ichi Life Insurance Company, Limited | Shareholder | 02/2015 | > 75% |
| Guerrera, Darren Cyril | CFO | 04/2015 | < 5% |
| Miller, Harold Blaine | Chief Supervision Officer | 12/2015 | < 5% |
| Seurkamp, Aaron Christopher | SVP, & President Retirement Division | 06/2018 | < 5% |
| Anderson, Elizabeth Giltz | President/ceo | 07/2020 | < 5% |
| Wagner, James Carl JR | Director | 08/2020 | < 5% |
| Williams, Doyle James | Director | 07/2020 | < 5% |
Investment data
Regulatory AUM / Assets Under Management
Number of accounts
Number of employees
| Top 50 of 9394 long holdings End of quarter 31 Mar 21 |
Value |
#Shares |
|---|---|---|
| $45.05M | 321.21K | |
| $34.21M | 85.99K | |
|
Vanguard Tax Managed Intl FD
|
$32.54M | 662.55K |
| $28.75M | 129.89K | |
| $26.18M | 241.18K | |
| $25.17M | 276.98K | |
| $24.77M | 211.14K | |
| $22.99M | 420.51K | |
| $20.6M | 180.94K | |
|
Vanguard Charlotte FDS
|
$18.72M | 327.67K |
| $17.07M | 192.38K | |
| $16.49M | 629.59K | |
|
Vanguard Intl Equity Index F
|
$15.99M | 307.23K |
| $15.66M | 60.94K | |
| $14.41M | 5.08K | |
| $13.89M | 263.34K | |
| $12.47M | 52.89K | |
| $12.09M | 92K | |
| $11.84M | 57.29K | |
|
Trimtabs Etf TR
(DONOGHUE FRLNS)
|
$11.22M | 427.35K |
| $10.69M | 209.69K | |
| $10.04M | 188.1K | |
| $10.02M | 84.92K | |
| $9.67M | 112.14K | |
| $9.67M | 74.35K | |
| $9.38M | 91.51K | |
| $9.33M | 28.25K | |
| $9.11M | 30.93K | |
|
Trimtabs Etf TR
(ALL CAP US FREE)
|
$9.01M | 182.31K |
|
Trimtabs Etf TR
(DONOGHUE FORLINS)
|
$8.91M | 357.35K |
| $8.39M | 77.34K | |
| $8.24M | 4K | |
| $8.19M | 96.65K | |
| $8.09M | 22.72K | |
| $8.08M | 186.57K | |
| $8.07M | 125.45K | |
| $8M | 48.7K | |
| $7.85M | 37.08K | |
| $7.85M | 78.1K | |
| $7.71M | 47.92K | |
| $7.61M | 29.77K | |
| $6.93M | 75.64K | |
| $6.9M | 94.51K | |
| $6.65M | 25.55K | |
| $6.54M | 49.2K | |
| $6.19M | 15.57K | |
| $6.18M | 85.73K | |
| $6.1M | 45.01K | |
| $6.09M | 46.9K | |
| $6.01M | 138.32K |
Holdings list only includes long positions.
Only includes long positions.
Calendar
29 Jul 21
31 Dec 21
Financial reports
No filings
Current reports
No filings
Registration and prospectus
No filings
Proxies
No filings
Other
No filings
Ownership
13F-HR
Quarterly holdings report by institutional manager
13 May 21
13F-HR
Quarterly holdings report by institutional manager
2 Feb 21
13F-HR
Quarterly holdings report by institutional manager
13 Nov 20
13F-HR
Quarterly holdings report by institutional manager
13 Aug 20
13F-HR
Quarterly holdings report by institutional manager
13 May 20
13F-HR
Quarterly holdings report by institutional manager
14 Feb 20
13F-HR
Quarterly holdings report by institutional manager
13 Nov 19
13F-HR
Quarterly holdings report by institutional manager
13 Aug 19
13F-HR
Quarterly holdings report by institutional manager
15 May 19
13F-HR
Quarterly holdings report by institutional manager
14 Feb 19