Proequities, Inc.

Proequities is a fund in Birmingham with $3.38B assets under management.

Company profile

Website

www.proequities.com/

Incorporated in

Location

Fiscal year end

SEC CIK

IRS number

630879387

SEC advisor number

801-56010

FINRA CRD number

15708

AUM ?

$3.38B (as of 24 Jul 19)

Accounts

20,857 (as of 24 Jul 19)

Employees

1,464 (771 investment advisory or research)

Address

Proequities
2801 HIGHWAY 280 SOUTH
BIRMINGHAM
AL 35223

Office hours

Monday - Friday, 8:00AM TO 5:00PM

Phone

(205) 268-7085

Brochures

Proequities Adv Part 2 Brochure (20 Apr 20)

Owner	Title	From	%Ownership
Protective Life Corporation	Parent	08/1984	> 75%
Youhn, Stephen Michael	Chief Compliance Officer	04/2016	< 5%
Hartley, Rory Marshall	Managing Director, Protective Securities	12/2004	< 5%
Wells, Paul Richard	Director/board Member	04/2013	< 5%
Cyphert, Mark Joseph	Director/board Member	07/2013	< 5%
the Dai-ichi Life Insurance Company, Limited	Shareholder	02/2015	> 75%
Guerrera, Darren Cyril	CFO	04/2015	< 5%
Flint, Christopher Wade	President/ceo	07/2015	< 5%
Miller, Harold Blaine	Chief Supervision Officer	12/2015	< 5%
Anderson, Elizabeth Giltz	Vice President, Advisory and Planning	07/2016	< 5%
Miller, Harold Blaine	Interim Director of Operations	07/2019	< 5%
Seurkamp, Aaron Christopher	SVP, Life and Annuity Division	06/2018	< 5%
Riebel, Matthew Ames	Director/board Member	07/2017	< 5%

Fund data

Data from SEC filings

Regulatory AUM / Assets Under Management

Number of accounts

Number of employees

Top 50 of 9319 long holdings End of quarter 31 Mar 20	Value	#Shares
SPDR Ser TR	$41.28M	450.53K
Vanguard World FD	$28.23M	308.8K
IBB Ishares TR (CORE S&P500 ETF)	$27.11M	104.9K
Vanguard Tax Managed Intl FD	$23.84M	715.12K
IBB Ishares TR (CORE US AGGBD ET)	$18.92M	164.02K
IBB Ishares TR (USA QUALITY FCTR)	$18.43M	227.38K
Vanguard Index FDS (MID CAP ETF)	$16.97M	128.86K
IBB Ishares TR (US TREAS BD ETF)	$15.44M	550.35K
PTY Pimco Corporate & Income Opp	$15.13M	1.16M
IBB Ishares TR (MIN VOL USA ETF)	$14.78M	273.58K
AAPL Apple Inc	$13.97M	54.92K
IBB Ishares Us Etf TR	$12.5M	257.21K
Vanguard Charlotte FDS	$11.49M	204.19K
Vanguard Intl Equity Index F	$11.07M	330.07K
Vanguard Index FDS (GROWTH ETF)	$10.34M	65.96K
IBB Ishares TR (U.S. MED DVC ETF)	$9.96M	44.18K
IBB Ishares TR (SH TR CRPORT ETF)	$9.69M	185.01K
IBB Ishares TR (CORE S&P SCP ETF)	$9.52M	169.62K
IBB Ishares TR (1 3 YR TREAS BD)	$8.65M	99.8K
Vanguard Index FDS (VALUE ETF)	$8.63M	96.85K
IBB Ishares TR (INTL QLTY FACTOR)	$8.6M	332.73K
Vanguard Index FDS (TOTAL STK MKT)	$8.36M	64.85K
IBB Ishares TR (S&P US PFD STK)	$8.04M	252.46K
SPDR	$7.71M	29.76K
IBB Ishares TR (CORE MSCI EAFE)	$6.87M	137.63K
Vanguard Scottsdale FDS	$6.37M	116.82K
AMZN Amazon Com Inc	$6.23M	3.19K
MSFT Microsoft Corp	$6.1M	38.7K
Vanguard BD Index FD Inc (TOTAL BND MRKT)	$5.76M	67.51K
Vanguard Index FDS (S&P 500 ETF SHS)	$5.41M	22.82K
SPDR Series Trust (S&P DIVID ETF)	$5.35M	66.93K
BRK.A Berkshire Hathaway Inc Del	$5.27M	28.82K
Vanguard BD Index FD Inc (INTERMED TERM)	$5.25M	58.81K
IBB Ishares TR (MIN VOL EAFE ETF)	$5.25M	84.57K
IBB Ishares TR (CORE S&P TTL STK)	$5.24M	91.55K
IBB Ishares TR (FLTG RATE NT ETF)	$5.2M	106.44K
IBB Ishares TR (INTRM TR CRP ETF)	$5.13M	93.45K
JNJ Johnson & Johnson	$4.87M	37.14K
IBB Ishares TR (CORE S&P MCP ETF)	$4.78M	33.24K
PG Procter and Gamble Co	$4.61M	41.92K
Invesco QQQ TR	$4.6M	24.12K
IBB Ishares TR (MBS ETF)	$4.51M	40.86K
IBB Ishares TR (ESG MSCI USA ETF)	$4.43M	77.11K
IBB Ishares TR (CORE DIV GRWTH)	$4.4M	135.01K
STT Select Sector SPDR TR	$4.3M	72.88K
MA Mastercard Incorporated	$4.23M	17.52K
IBB Ishares TR (CORE INTL AGGR)	$3.97M	72.36K
V Visa Inc	$3.86M	23.93K
SPDR Series Trust (AEROSPACE DEF)	$3.86M	50.68K
SPDR Series Trust (BLOMBERG BRC INT)	$3.78M	127.39K