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Proequities

Proequities is an investment advisor in Birmingham with $4.4B assets under management.

Company profile

Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
630879387
SEC advisor number
801-56010
FINRA CRD number
15708
AUM ?
$4.4B (as of 30 Mar 21)
Accounts
22,138 (as of 30 Mar 21)
Employees
1,270 (715 investment advisory or research)
Address
Proequities
2801 HIGHWAY 280 SOUTH
BIRMINGHAM
AL 35223
Office hours
Monday - Friday, 8:00AM TO 5:00PM
Phone
(205) 268-7085
Owner Title From %Ownership
Protective Life Corporation Parent 08/1984 > 75%
Youhn, Stephen Michael Chief Compliance Officer 04/2016 < 5%
Hartley, Rory Marshall Managing Director, Protective Securities 12/2004 < 5%
Wells, Paul Richard Director/board Member 04/2013 < 5%
the Dai-ichi Life Insurance Company, Limited Shareholder 02/2015 > 75%
Guerrera, Darren Cyril CFO 04/2015 < 5%
Miller, Harold Blaine Chief Supervision Officer 12/2015 < 5%
Seurkamp, Aaron Christopher SVP, & President Retirement Division 06/2018 < 5%
Anderson, Elizabeth Giltz President/ceo 07/2020 < 5%
Wagner, James Carl JR Director 08/2020 < 5%
Williams, Doyle James Director 07/2020 < 5%

Investment data

Data from SEC filings
Regulatory AUM / Assets Under Management
Number of accounts
Number of employees
Top 50 of 9394 long holdings
End of quarter 31 Mar 21
Value
 
#Shares
 
$45.05M 321.21K
$34.21M 85.99K
Vanguard Tax Managed Intl FD
$32.54M 662.55K
$28.75M 129.89K
$26.18M 241.18K
$25.17M 276.98K
$24.77M 211.14K
$22.99M 420.51K
$20.6M 180.94K
Vanguard Charlotte FDS
$18.72M 327.67K
$17.07M 192.38K
$16.49M 629.59K
Vanguard Intl Equity Index F
$15.99M 307.23K
$15.66M 60.94K
$14.41M 5.08K
$13.89M 263.34K
$12.47M 52.89K
$12.09M 92K
$11.84M 57.29K
Trimtabs Etf TR (DONOGHUE FRLNS)
$11.22M 427.35K
$10.69M 209.69K
$10.04M 188.1K
$10.02M 84.92K
$9.67M 112.14K
$9.67M 74.35K
$9.38M 91.51K
$9.33M 28.25K
$9.11M 30.93K
Trimtabs Etf TR (ALL CAP US FREE)
$9.01M 182.31K
Trimtabs Etf TR (DONOGHUE FORLINS)
$8.91M 357.35K
$8.39M 77.34K
$8.24M 4K
$8.19M 96.65K
$8.09M 22.72K
$8.08M 186.57K
$8.07M 125.45K
$8M 48.7K
$7.85M 37.08K
$7.85M 78.1K
$7.71M 47.92K
$7.61M 29.77K
$6.93M 75.64K
$6.9M 94.51K
$6.65M 25.55K
$6.54M 49.2K
$6.19M 15.57K
$6.18M 85.73K
$6.1M 45.01K
$6.09M 46.9K
$6.01M 138.32K
Holdings list only includes long positions. Only includes long positions.

Calendar

18 May 21
31 Dec 21

Financial reports

No filings

Current reports

No filings

Registration and prospectus

No filings

Proxies

No filings

Other

No filings