Proequities is an investment advisor in Birmingham with $4.02 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
630879387
SEC advisor number
801-56010
FINRA CRD number
15708
AUM ?
$4.02 bn
(as of 12 Jun 23)
Accounts
21,163
(as of 12 Jun 23)
Employees
1,006
(640 investment advisory or research)
Address
Proequities
2801 HIGHWAY 280 SOUTH
BIRMINGHAM
AL 35223
2801 HIGHWAY 280 SOUTH
BIRMINGHAM
AL 35223
Office hours
Monday - Friday, 8:00AM TO 5:00PM
Phone
(205) 268-7085
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Protective Life Corporation | Parent | 08/1984 | > 75% |
Hartley, Rory Marshall | Managing Director | 12/2004 | < 5% |
Dai-ichi Life Holdings, Inc. | Owner | 02/2015 | > 75% |
Guerrera, Darren Cyril | CFO | 04/2015 | < 5% |
Hailey, Bobby Farrar III | Chief Supervision Officer | 02/2022 | < 5% |
Seurkamp, Aaron Christopher | Director | 06/2018 | < 5% |
Anderson, Elizabeth Giltz | President/ceo | 07/2020 | < 5% |
Wagner, James Carl JR | Director | 08/2020 | < 5% |
Miller, Harold Blaine | Chief Compliance Officer | 09/2021 | < 5% |
Pugh, Barbara Nelson | Director | 01/2022 | < 5% |
Perry, David a | Director | 10/2022 | < 5% |
Dai-ichi Life International Holdings. LLC | Owner | 01/2023 | > 75% |
Latest filings (excl ownership)
MA/A
Municipal Advisor registration (firm) (amended)
16 Apr 24
MA-A
Municipal Advisor registration (firm) (update)
16 Apr 24
MA-I/A
Municipal Advisor registration (individual) (amended)
21 Jul 23
MA-A
Municipal Advisor registration (firm) (update)
19 Apr 23
MA/A
Municipal Advisor registration (firm) (amended)
15 Feb 23
MA-I/A
Municipal Advisor registration (individual) (amended)
4 Jan 23
MA-I/A
Municipal Advisor registration (individual) (amended)
4 Jan 23
MA-I/A
Municipal Advisor registration (individual) (amended)
2 May 22
MA-A
Municipal Advisor registration (firm) (update)
19 Apr 22
MA/A
Municipal Advisor registration (firm) (amended)
30 Nov 21
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
7 Feb 24
13F-HR/A
Quarterly holdings report by institutional manager (amended)
30 Oct 23
13F-HR
Quarterly holdings report by institutional manager
25 Oct 23
13F-HR
Quarterly holdings report by institutional manager
10 Aug 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
30 Jan 23
13F-HR
Quarterly holdings report by institutional manager
15 Nov 22
13F-HR
Quarterly holdings report by institutional manager
9 Aug 22
13F-HR
Quarterly holdings report by institutional manager
9 May 22
13F-HR
Quarterly holdings report by institutional manager
7 Feb 22