Company profile

Employees
Incorporated in
Location
Fiscal year end
SEC CIK
IRS number
630879387
SEC advisor number
801-56010
FINRA CRD number
15708
AUM ?
$3.38B (as of 24 Jul 19)
Accounts
20,857 (as of 24 Jul 19)
Employees
1,464 (771 investment advisory or research)
Address
Proequities
2801 HIGHWAY 280 SOUTH
BIRMINGHAM
AL 35223
Office hours
Monday - Friday, 8:00AM TO 5:00PM
Phone
(205) 268-7085
Owner Title From %Ownership
Protective Life Corporation Parent 08/1984 > 75%
Youhn, Stephen Michael Chief Compliance Officer 04/2016 < 5%
Hartley, Rory Marshall Managing Director, Protective Securities 12/2004 < 5%
Wells, Paul Richard Director/board Member 04/2013 < 5%
Cyphert, Mark Joseph Director/board Member 07/2013 < 5%
the Dai-ichi Life Insurance Company, Limited Shareholder 02/2015 > 75%
Guerrera, Darren Cyril CFO 04/2015 < 5%
Flint, Christopher Wade President/ceo 07/2015 < 5%
Miller, Harold Blaine Chief Supervision Officer 12/2015 < 5%
Anderson, Elizabeth Giltz Vice President, Advisory and Planning 07/2016 < 5%
Miller, Harold Blaine Interim Director of Operations 07/2019 < 5%
Seurkamp, Aaron Christopher SVP, Life and Annuity Division 06/2018 < 5%
Riebel, Matthew Ames Director/board Member 07/2017 < 5%

Fund data

Data from SEC filings
Regulatory AUM / Assets Under Management
Number of accounts
Number of employees
Top 50 of 9319 long holdings
End of quarter 31 Mar 20
Value
 
#Shares
 
$41.28M 450.53K
$28.23M 308.8K
$27.11M 104.9K
Vanguard Tax Managed Intl FD
$23.84M 715.12K
$18.92M 164.02K
$18.43M 227.38K
$16.97M 128.86K
$15.44M 550.35K
$15.13M 1.16M
$14.78M 273.58K
$13.97M 54.92K
$12.5M 257.21K
Vanguard Charlotte FDS
$11.49M 204.19K
Vanguard Intl Equity Index F
$11.07M 330.07K
$10.34M 65.96K
$9.96M 44.18K
$9.69M 185.01K
$9.52M 169.62K
$8.65M 99.8K
$8.63M 96.85K
$8.6M 332.73K
$8.36M 64.85K
$8.04M 252.46K
SPDR
$7.71M 29.76K
$6.87M 137.63K
$6.37M 116.82K
$6.23M 3.19K
$6.1M 38.7K
$5.76M 67.51K
$5.41M 22.82K
$5.35M 66.93K
$5.27M 28.82K
$5.25M 58.81K
$5.25M 84.57K
$5.24M 91.55K
$5.2M 106.44K
$5.13M 93.45K
$4.87M 37.14K
$4.78M 33.24K
$4.61M 41.92K
Invesco QQQ TR
$4.6M 24.12K
$4.51M 40.86K
$4.43M 77.11K
$4.4M 135.01K
$4.3M 72.88K
$4.23M 17.52K
$3.97M 72.36K
$3.86M 23.93K
$3.86M 50.68K
$3.78M 127.39K
Holdings list only includes long positions. Only includes long positions.

Calendar

11 Jul 20
31 Dec 20

News

Financial reports

No filings

Current reports

No filings

Registration and prospectus

No filings

Proxies

No filings

Other

No filings